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Kantor Pusat / Head Office Plaza Mandiri, 28-29 th Floor Jl. Jend. Gatot Subroto Kav. 36-38 Jakarta 12190, Indonesia Tel. (62-21) 526 3445 Fax. (62-21) 526 3521 www.mandirisekuritas.co.id Riding the Waves of A New Indonesia RIDING THE WAVES OF A NEW INDONESIA LAPORAN TAHUNAN 2014 ANNUAL REPORT Ikhtisar Laporan 2014 2014 Summary Report

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Kantor Pusat / Head OfficePlaza Mandiri, 28-29th FloorJl. Jend. Gatot Subroto Kav. 36-38Jakarta 12190, IndonesiaTel. (62-21) 526 3445Fax. (62-21) 526 3521www.mandirisekuritas.co.id

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Ikhtisar Laporan 20142014 Summary report

Subsidiary of PT Bank Mandiri (Persero) Tbk

Ikhtisar LaporanSummary report

Riding the Waves of A New Indonesia

Daftar IsiTable of Contents

Identitas Perusahaan

Jejak Langkah

Peristiwa Penting

Keunggulan Kami

Ikhtisar Keuangan

Grafik Ikhtisar Keuangan

Penghargaan dan Sertifikasi

Riwayat Singkat Perusahaan

Bidang Usaha

Visi dan Misi Perusahaan

Budaya Perusahaan

Struktur Organisasi

Profil Dewan Komisaris

Profil Direksi

Alamat Kantor Cabang

Kinerja

Prospek Usaha

Tata Kelola

Tanggung Jawab Sosial dan Lingkungan

Corporate Identity

Milestones

Event Highlights

Our Excellence

Financial Highlights

Financial Highlights Graphic

Award and Certification

Company Overview

Line Of Business

Company’s Vision and Mission

Corporate Culture

Organization Structure

Board of Commissioners Profile

Board of Directors Profile

Branch Offices

Performance

Business Prospects

Corporate Governance

Social and Environmental Responsibility

348

12151618192023242530354042495052

2014 SUMMARy REPORT | 3

Identitas PerusahaanCorporate Identity

Nama Perusahaan / Company Name PT Mandiri Sekuritas

Bidang Usaha / Line of Business Penyediaan Pasar Modal Capital Market Service Provider

Produk/Jasa Products / Services Investment Banking, Capital Markets, dan Investment Management

Investment Banking, Capital Market, and Investment Management

Modal Dasar Authorized Capital Rp1.000.000.000.000

Modal Ditempatkan dan Disetor Penuh /Issued and Paid-Up Capital

Rp638.500.000.000

Kepemilikan Saham / Share Ownership PT Bank Mandiri (Persero) Tbk. 99,99%Koperasi Karyawan Bank Mandiri 0,01%

PT Bank Mandiri (Persero) Tbk. 99.99%Bank Mandiri Employees Cooperative 0.01%

Tanggal Pendirian / Date of Establishment 2 Desember 1991 dengan nama PT Merincorp Securities Indonesia31 Juli 2000 dengan nama PT Mandiri Sekuritas

2 December 1991 under PT Merincorp Securities Indonesia31 July 2000 under PT Mandiri Sekuritas

Dasar Hukum Pendirian / Legal Basis Akta tertanggal 31 Juli 2000 No.116, dibuat di hadapan Notaris Vita Buena, SH dan telah memperoleh persertujuan dari Menteri Hukum dan Perundang-undangan Republik Indonesia dengan Surat Keputusan tertanggal 25 Agustus 2000 No.C-18762 HT.01.04-TH2000, dan telah diumumkan dalam Berita Negara Republik Indonesia tertanggal 25 Maret 2001 No.24, Tambahan No. 1839.

Decree Number 116 dated 31 July 2000, made before Notary Vita Buena, SH and has obtained approval from the Minister of Law and Legislation of the Republic of Indonesia in his Decision Letter No. C-18762 HT.01.04-TH2000 dated August 25th, 2000, which has been published in the State Gazette of the Republic of Indonesia Number 24 dated 25 March 2001, Supplement Number 1839.

Alamat / Address Plaza Mandiri, 28-29th FloorJl. Jend. Gatot Subroto Kav. 36-38 Jakarta 12190, IndonesiaTel. (61-21) 526 3445Fax. (61-21) 526 3521E-mail. [email protected]. www.mandirisekuritas.co.id

Mandiri Sekuritas Online TradingCare Center (61-21) 500 178www.most.co.id

4 | IKHTISAR LAPORAN 2014

Jejak LangkahMilestones

Mandiri Sekuritas berdiri

sebagai perusahaan efek hasil

merger beberapa perusahaan

sekuritas di lingkungan Bank

Mandiri, yaitu Bumi Daya

Sekuritas, Exim Securities dan

Merincorp Securities Indonesia,

dan efektif beroperasi pada

tanggal 25 Agustus 2000.

Mandiri Sekuritas was

established as a securities

company from the merger of

several securities companies

under Bank Mandiri, namely

Bumi Daya Sekuritas, Exim

Securities and Merincorp

Securities Indonesia. The

company effectively began its

operation on August 25, 2000.

1. Menempati peringkat #2

sebagai penjamin emisi

obligasi di Indonesia.

2. Meraih penghargaan “The

Best Investment Bank in

Indonesia” dari Global

Finance.

3. Dinobatkan sebagai “Best

Bond House in Indonesia”

oleh Finance Asia.

4. Mendapat penghargaan

“The Best Equities House in

Indonesia” dari Euromoney.

1. Mandiri Sekuritas was

ranked #2 in bond

underwriting in Indonesia.

2. The Company received

“The Best Investment Bank

in Indonesia” award from

Global Finance.

3. The Company was dubbed

the “Best Bond House in

Indonesia” by Finance Asia.

4. The Company received

“The Best Equities House

in Indonesia” award from

Euromoney.

1. Mandiri Sekuritas

mereposisikan diri sebagai

investment bank terkemuka

di Indonesia.

2. Menjadi market leader

dalam perdagangan Surat

Utang Negara (SUN).

3. Dianugerahi penghargaan

“The Rising Bond House in

Indonesia” dan “The Fastest

Growing Mutual Fund in

Indonesia” oleh The Asset.

1. Mandiri Sekuritas re-

established itself as

Indonesia’s frontrunner

company in investment

banking.

2. The company became

the market leader in

Government Securities

Trading.

3. The company received two

awards from The Asset for

“The Rising Bond House in

Indonesia” and “The Fastest

Growing Mutual Fund in

Indonesia.”

1. Mandiri Sekuritas sukses

menjadi market leader

untuk perdagangan obligasi

dalam waktu yang singkat.

2. Membuka 2 kantor cabang,

masing-masing di 1 kantor

cabang di Jakarta dan 1

kantor cabang di Surabaya.

1. Mandiri Sekuritas

succeeded in becoming

the market leader in bonds

trading in a relatively short

period.

2. The company opened

2 branch offices: one in

Jakarta and one in Surabaya.

2000 20052003 2004

2014 SUMMARy REPORT | 5

1. Sukses membuka kantor

cabang ketiga di Medan

2. Mendapat penghargaan

“The Best Investment Bank

in Indonesia” untuk kedua

kalinya dari Global Finance.

3. M e m e n a n g k a n

penghargaan “Best Deal in

Indonesia” dari The Asset.

4. Dianugerahi penghargaan

“The Best Domestic Debt

House in Indonesia” oleh

AsiaMoney.

1. Mandiri Sekuritas

successfully launched

the third branch office in

Medan.

2. The Company received

“The Best Investment Bank

in Indonesia” award from

Global Finance for the

second time.

3. The Company received

“Best Deal in Indonesia”

award from The Asset.

4. The Company received “The

Best Domestic Debt House

in Indonesia” award from

AsiaMoney.

1. Sukses membuka 3 kantor

cabang baru di Jakarta

(Mangga Dua), Malang, dan

Bandung.

2. Menjadi market leader

dalam perdagangan SUN.

3. Peringkat #1 dalam

penjaminan emisi Islamic

Bonds di Indonesia.

4. Memperoleh penghargaan

“The Best Investment Bank

in Indonesia” dari Global

Finance untuk ketiga

kalinya.

5. Mendapat penghargaan

“The Best Broker in

Indonesia” dari Finance Asia.

1. Mandiri Sekuritas successfully

opened 3 new branch offices

in Jakarta (Mangga Dua),

Malang, and Bandung.

2. The Company became

the market leader in

Government Securities

Trading.

3. The Company ranked #1 in

Islamic Bond underwriting

in Indonesia.

4. The Company received

“The Best Investment Bank

in Indonesia” award from

Global Finance for the third

time.

5. The Company received “The

Best Broker in Indonesia”

award from Finance Asia.

2006 20071. Peringkat #1 dalam

penjaminan emisi saham &

obligasi di Indonesia.

2. Mendapat 14 penghargaan

sepanjang 2008, termasuk

“Best Investment Banking”,

“Best Broker”, “Best Bond

& Equity House”, dan “Best

Deals in Indonesia”.

1. Mandiri Sekuritas ranked

#1 in equity & debt

underwriting in Indonesia.

2. The Company received 14

awards, including “Best

Investment Banking”, “Best

Broker”, “Best Bond & Equity

House”, and “Best Deals

in Indonesia” throughout

2008.

1. Membuka kantor cabang

baru di Banjarmasin.

2. Peringkat #1 dalam

penjaminan emisi saham &

obligasi di Indonesia selama

2 tahun berturut-turut.

3. Meraih penghargaan dari

Finance Asia selama 5 tahun

berturut-turut.

1. Mandiri Sekuritas opened

its new branch office in

Banjarmasin.

2. The Company ranked #1 in

equity & debt underwriting

in Indonesia for 2

consecutive years.

3. The Company received

awards from Finance Asia

for 5 consecutive years.

2008 2009

6 | IKHTISAR LAPORAN 2014

1. Meluncurkan aplikasi Mandiri Sekuritas

Online Trading System (MOST).

2. Peringkat #1 dalam penjaminan emisi

saham & obligasi di Bloomberg League

Table untuk ke-3 kalinya.

3. Mempertahankan penghargaan “The

Best Investment Bank in Indonesia” dari

Global Finance selama 7 tahun.

4. Meraih penghargaan “The Best

Securities House”, “The Most Active

Underwriter”, dan “The Best Marketing”

dari Capital Market Awards.

5. Menempati posisi #1 sebagai "Best

Local Brokerage House in Indonesia

2011" dari hasil voting yang dilakukan

oleh AsiaMoney.

1. Mandiri Sekuritas launched the Mandiri

Sekuritas Online Trading System (MOST)

application.

2. The Company ranked #1 in equity

& debt underwriting in Bloomberg

League Table for the 3rd time.

3. The Company maintained “The Best

Investment Bank in Indonesia” award

from Global Finance for 7 years.

4. The Company received “The Best

Securities House”, “The Most Active

Underwriter”, and “The Best Marketing”

awards from Capital Market Awards.

5. The Company ranked #1 as the Best

Local Brokerage House in Indonesia in

2011 according to voting conducted by

AsiaMoney.

1. Membuka kantor cabang di Pontianak

dan Solo.

2. Meluncurkan aplikasi MOST Mobile.

3. Meraih peringkat #1 untuk ke-4 kalinya

dalam penjaminan emisi saham &

obligasi.

4. Memboyong penghargaan “The Best

Investment Bank in Indonesia” untuk

ke-8 kalinya dari Global Finance.

1. Mandiri Sekuritas opened branch offices

in Pontianak and Solo.

2. The Company launched the MOST

Mobile application.

3. The company ranked #1 for the 4th time

in equity & debt underwriting.

4. The Company won “The Best Investment

Bank in Indonesia” award for the 8th

time from Global Finance.

1. Menempati posisi #1 dalam penjaminan

emisi saham & surat utang di Indonesia.

2. Meraih penghargaan “The Best

Investment Bank in Indonesia” dari

Global Finance untuk keenam kalinya

dari tahun 2005 sampai 2010.

1. Mandiri Sekuritas ranked #1 in equity

and debt underwriting in Indonesia.

2. The Company secured “The Best

Investment Bank in Indonesia” award

from Global Finance for 6 consecutive

years from 2005-2010.

2011 20122010

Jejak LangkahMilestones

2014 SUMMARy REPORT | 7

1. Meluncukan layanan MOST Syariah

untuk memfasilitasi perdagangan yang

mengikuti kaidah-kaidah Islam.

2. Menyelenggarakan Investor Forum

Mandiri Sekuritas Group 2013.

3. Mempertahankan penghargaan “The

Best Investment Bank in Indonesia” yang

ke-9 kalinya dari Global Finance.

1. The Company launched the Mandiri

Sekuritas Online Trading Syariah (MOST

Syariah) to facilitate trade transactions

under Islamic principles.

2. The Company held the Mandiri Sekuritas

Group Investor Forum in 2013.

3. The Company received “The Best

Investment Bank in Indonesia” award for

the 9th time from Global Finance.

2013 20141. Mendapatkan penghargaan “The Best Investment Bank

in Indonesia” untuk tahun ke-10 kalinya secara berturut-

turut dari Global Finance.

2. Mengumpulkan investor dan para pemangku

kepentingan di acara tahunan Mandiri Sekuritas Group

Investor Forum 2014 pada tanggal 24 Februari 2014.

3. Meraih penghargaan “Best Local Brokerage House in

Indonesia” untuk ke-4 kalinya dari Asiamoney Brokers’

Poll 2014.

4. Menjadi perusahaan efek pertama dan satu-satunya

yang meraih penghargaan tertinggi di bidang Tata

Kelola Perusahaan, yaitu Annual Report Award 2013.

5. Mendapatkan penghargaan dari Museum Rekor Dunia-

Indonesia (MURI) atas Rekor Pencapaian Investor

Terbanyak melalui Satu Program Genta Pasar Modal.

6. Meresmikan kantor cabang di yogyakarta.

1. Mandiri Sekuritas maintained “The Best Investment

Bank in Indonesia” award for 10 consecutive years from

Global Finance.

2. The Company gathered investors and stakeholders in

the annual event, Mandiri Sekuritas Group Investor

Forum 2014, on February 24, 2014.

3. The Company received “Best Local Brokerage House

in Indonesia” award for the 4th time from Asiamoney

Brokers’ Poll 2014.

4. The Company became the first securities company to be

awarded the Annual Report Award, which is the highest

achievement in Good Corporate Governance 2013.

5. Mandiri Sekuritas set a record at Museum Rekor Dunia-

Indonesia (World Record Museum-Indonesia/MURI) for

the Most Investors in a Single Program for Gerakan Cinta

Pasar Modal (Capital Market Awareness) program.

6. The Company opened its branch office in yogyakarta.

8 | IKHTISAR LAPORAN 2014

Peristiwa PentingEvent Highlights

30 Januari – Mandiri Sekuritas mendapatkan penghargaan Digital Brand

Institusi Keuangan untuk Kategori Perusahaan Sekuritas dari Majalah Infobank.

30/01 – Mandiri Sekuritas received the Digital Brand Award for Financial Institution

for the Category of Securities Company from Infobank Magazine.

24 FEBruari - Mengadakan Mandiri Sekuritas Group Investor Forum 2014

sebagai bagian dari acara tahunannya, dengan tema Strategi Investasi di Tahun Politik.

24/02 – The Company held Mandiri Sekuritas Group Investor Forum 2014 as a part

of their annual event with the theme of Investment Strategy in the Political year.

26 MarET – Mandiri Sekuritas meresmikan kantor cabang Singapura,

bersama-sama dengan Mandiri Group menghadirkan layanan keuangan terpusat

dan menyeluruh di kawasan regional.

26/03 – Mandiri Sekuritas opened the Singapore office branch, in collaboration with

Mandiri Group, to provide integrated and comprehensive financial services in the

region.

30 aPriL – Mandiri Sekuritas melaksanakan Rapat Umum Pemegang Saham

(RUPS) untuk tahun buku 2013.

30/04 – Mandiri Sekuritas held Annual General Meeting of Shareholders (AGMS)

for Fy 2013.

2014 SUMMARy REPORT | 9

12 Juni – Menandatangani nota kesepahaman dengan Barclays terkait kerja

sama akses korporat.

12/06 – The Company signed a Memorandum of Understanding with Barclays

regarding corporate access cooperation.

17 JuLi – Mandiri Sekuritas bersama Mandiri Manajemen Investasi meresmikan

desa binaan di Desa Selapajang Neglasari, Tangerang sebagai bagian dari kegiatan

CSR yang berfokus pada pemberdayaan masyarakat.

17/07 – Mandiri Sekuritas together with Mandiri Manajemen Investasi launched

a start-up village in Selapajang Neglasari village, Tangerang as a part of their CSR

program focusing on community empowerment.

07 MEi – Menggelar Investor Gathering nasabah VIP di Jawa Timur untuk

memberikan gambaran terkini mengenai pasar modal Indonesia.

07/05 – The Company held Investor Gathering for VIP clients in East Java to present

the latest overview of the Indonesia’s capital market.

13 Mei – Mandiri Sekuritas meraih penghargaan “Penjamin Emisi Teraktif” dari

Capital Market Awards 2014 yang diselenggarakan Bursa Efek Indonesia selama 4 tahun

berturut-turut atas pencapaian dan kontribusi Perusahaan di industri Pasar Modal.

13/05 – Mandiri Sekuritas consecutively acknowledged as “Most Active

Underwriter” from Capital Market Awards 2014 held by Indonesia Stock Exchange

(IDX) for 4 years as achievement and contribution of The Company to the Capital

Markets Industry.

10 | IKHTISAR LAPORAN 2014

Peristiwa PentingEvent Highlights

16 OKTOBEr – Menjadi perusahaan efek pertama yang meraih penghargaan

tertinggi di bidang Tata Kelola Perusahaan, yaitu Annual Report Award.

16/10 - The Company became the first securities company to be awarded the

Annual Report Award, which is the highest achievement in Good Corporate

Governance.

22 aGuSTuS – Mandiri Sekuritas menggelar kegiatan tahunan Media

Gathering 2014 di Tanjung Pandan, Belitung.

22/08 – Mandiri Sekuritas held Media Gathering 2014 annual event in Tanjung

Pandan, Belitung.

17 SEPTEMBEr - Mandiri Sekuritas kembali berpartisipasi dalam Investor

Summit & Capital Market Expo 2014. Acara ini diselenggarakan pada tanggal 17-18

September 2014 di Ballroom Ritz-Carlton Pacific Place, Jakarta

17/09 - Mandiri Sekuritas once again participated in Investor Summit & Capital Market

Expo 2014. This event was held on September 17-18, 2014 in Ritz-Carlton Pacific Place

Ballroom, Jakarta.

16 OKTOBEr – Mandiri Sekuritas bersama Bank Mandiri, mendukung Gerakan

Nasional Cinta Pasar Modal di Jakarta. Inisiatif ini berhasil meraih penghargaan dari

MURI atas Rekor Pencapaian Investor Terbanyak melalui Satu Program Genta Pasar

Modal. Mandiri Sekuritas juga mendapatkan penghargaan Platinum dari Bursa Efek

Indonesia atas Pencapaian Investor Terbanyak melalui Satu Program Genta Pasar Modal.

16/10 – Mandiri Sekuritas together with Bank Mandiri participated in Gerakan Nasional

Cinta Pasar Modal education program in Jakarta. This initiative received an award from

MURI for the Most Investors in a Single Program for Gerakan Cinta Pasar Modal. The

company also received a Platinum award from the Indonesian Stock Exchange for the

same category.

11 aGuSTuS – Mandiri Sekuritas bekerja sama dengan Bursa Efek

Indonesia (BEI) menggelar program edukasi "Investasi Cerdas" yang bertujuan

untuk meningkatkan literasi keuangan masyarakat.

11/08 – Mandiri Sekuritas synergizing with the Indonesia Stock Exchange (IDX)

held Investasi Cerdas (Smart Investment) event, aiming to improve the society’s

financial literacy.

2014 SUMMARy REPORT | 11

05 nOvEMBEr – Penyanyi Raisa tercatat sebagai nasabah Mandiri

Sekuritas ke-33.333. Mandiri Sekuritas mencatatkan pertumbuhan nasabah yang

signifikan dalam 3 tahun terakhir dengan pertumbuhan rata-rata 65% per tahun.

05/11 – The singer Raisa was recorded as the 33,333rd Mandiri Sekuritas client. The

company booked a significant increase in number of clients within the past 3 years,

with an average growth rate of 65% per annum.

17 nOvEMBEr – Meresmikan kantor cabang di yogyakarta.

17/11 – Mandiri Sekuritas opened a branch office in yogyakarta.

10 DESEMBEr - Mandiri Sekuritas dinobatkan sebagai “Online Trading

Terbaik 2014” versi Beritasatu.com.

10/12 - Mandiri Sekuritas was dubbed “The Best Online Trading of 2014” by

Beritasatu.com.

12 | IKHTISAR LAPORAN 2014

Keunggulan Kami Our Excellence

Investment Bank terkemuka dan perusahaan sekuritas terbaik

dengan keunggulan berikut:

lPosisi finansial yang solid

lPenjamin emisi #1 di Indonesia

lBerpengalaman dalam berbagai transaksi pasar modal terkait

dengan perusahaan swasta maupun perusahaan BUMN

lHubungan yang harmonis dengan pemerintah dan regulator

lTim riset profesional

lJaringan distribusi yang luas serta dukungan kuat dari Grup

Bank Mandiri

The Best Investment Bank and Securities Company with:

lSolid financial position

l#1 rank in underwriting in Indonesia

lExperience in numerous Capital Market Transactions related to

Private Companies and State-Owned Enterprises (SOE)

lHarmonious Relationship with Government and Regulatory

Agencies

lProfessional Research Team

lExtensive Distribution Network and strong support from Bank

Mandiri

Mandiri Sekuritas: Investment Bank Terkemuka di indonesiaMandiri Sekuritas: The Best investment Bank in indonesia1

Top of the LeagueTop of The League2

Kinerja Prima dalam Debt Underwriting & Debt TradingStrong Performance in Debt underwriting & Debt Trading3

Kepercayaan klien yang sangat berharga ditopang dengan

kapabilitas yang kuat:

lMelanjutkan dominasi dalam bisnis investment banking

sepanjang tahun dengan menjadi yang terdepan dalam bidang

penjaminan emisi efek dan menguasai pangsa pasar secara

konsisten

lSenantiasa terdepan dalam penjaminan emisi efek di Indonesia

sepanjang tahun 2014.

Valuable Client’s Trust and Strong Capabilities with which the

company:

lContinued its domination over the years in investment banking

business by leading in securities underwriting and consistently

dominating the market share.

lContinued to dominate om securities underwriting in Indonesia

throughout 2014.

Mandiri Sekuritas berperan besar dalam pasar saham dengan

kinerja prima yang mencakup:

lMandiri Sekuritas melanjutkan dominasi dalam bidang debt

underwriting dengan mencatat pertumbuhan penjaminan

tahunan yang signifikan sejak tahun 2009

lMandiri Sekuritas terus berkontribusi secara dominan dalam

penjaminan emisi surat utang dengan pangsa pasar sebesar

13,5% pada tahun 2014

lMandiri Sekuritas berhasil menorehkan jejak langkah yang

signifikan di tahun 2014, dengan penerbitan Obligasi Jasa

Marga sebesar Rp1 triliun pada bulan September 2014 sebagai

Mandiri Sekuritas maintained a strong role in debt markets with

excellent performance:

lMandiri Sekuritas continued its domination in debt underwriting

by recording a significant annual growth in underwriting since

2009.

lMandiri Sekuritas maintained its continuous domination in

debt underwriting with 13.5% market share in 2014.

lMandiri Sekuritas has successfully reached a significant

milestone in 2014, marked by the issuance of Jasa Marga

Bonds worth IDR 1 trillion in September 2014, as the sole lead

2014 SUMMARy REPORT | 13

penjamin pelaksana emisi tunggal (sole lead underwriter) yang

merupakan salah satu porsi penjaminan terbesar tahun ini,

dan mendapat sambutan positif dari para investor meskipun

kondisi pasar masih belum stabil

lMandiri Sekuritas terus menjadi bagian penting dalam

perdagangan Surat Utang Negara dengan volume transaksi

SUN sebesar Rp75,7 triliun, mewakili 12,6% dari pangsa pasar di

tahun 2014.

underwriter which is one of the biggest underwriting portions

of the year and gained very positive reception from investors

despite the volatile market condition.

lMandiri Sekuritas continued to be the most important part of

government securities trading with a recorded Government

Securities (SUN) transaction volume of IDR 75.7 trillion,

representing 12.6% of the market share in 2014.

Dukungan riset yang KuatStrong research Support4

Mempertahankan Posisi DominanMaintain Dominant Position5

Perluas Jaringan di Pasar Keuangan regionalPenetrate regional Financial Markets6

lUlasan yang menyeluruh

lKapabilitas dan kredibilitas yang kuat

lLaporan yang beragam

lHubungan intensif dengan klien

lIn-Depth Coverage

lStrong Capabilities and Credibility

lNumerous Reports

lIntense Relationship with Clients

lPerkembangan yang prima sepanjang tahun

lKinerja maksimal

lDiversifikasi strategis

lExcellent progress over the years

lStrong performance

lStrategic diversification

Setelah berhasil mempertahankan posisinya di industri domestik,

Mandiri Sekuritas terus berekspansi untuk mengembangkan

sayapnya di pasar internasional. Dengan pembukaan cabangnya

di Singapura pada tahun 2012 bersama dengan Bank Mandiri dan

Mandiri Manajemen Investasi, Mandiri Sekuritas menjadi perusahaan

sekuritas Indonesia pertama yang memiliki kantor cabang di

Singapura.

After successfully maintaining its position in the domestic industry,

Mandiri Sekuritas continued to expand to the international market.

With the opening of the Singapore branch office in 2012, Mandiri

Sekuritas, together with Bank Mandiri and Mandiri Manajemen

Investasi, has become the first Indonesian Securities Company with

a branch office in Singapore.

14 | IKHTISAR LAPORAN 2014

Keunggulan Kami Our Excellence

Layanan Mandiri Sekuritas Online Trading (MOST) memberikan

berbagai keunggulan bagi nasabah yang menginginkan keamanan,

ketepatan, dan keandalan dalam bertransaksi. Membawa nama

besar PT Mandiri Sekuritas sebagai perusahaan sekuritas terkemuka,

layanan MOST dirancang untuk memberikan kemudahan dan

layanan terbaik bagi nasabah dalam bertransaksi.

Fitur “ONLINE TRADING SEKURITAS”

Auto Order

Nasabah dapat melakukan pemesanan pada kondisi tertentu (harga,

volume atau frekuensi). Fitur ini memberikan kemudahan bagi nasabah

yang ingin bertransaksi tanpa harus memonitor pergerakan harga saham.

Click Order

Memberikan kemudahan bagi nasabah untuk menentukan beli

dan jual hanya dengan sekali “klik”. Disertai charts sebagai referensi

dalam mengambil keputusan.

StopLoss Plus

Berfungsi sebagai sarana melindungi modal maupun keuntungan

nasabah. Nasabah bisa menentukan batas bawah untuk cut loss

maupun batas atas sebagai trailing stop (memproteksi keuntungan).

Sistem akan mengirim otomatis apabila telah menyentuh harga yang

telah ditentukan.

Composite Screen

Memberikan informasi real time mengenai pergerakan indeks

keseluruhan. Detil informasi saham pilihan diberikan secara detil

untuk memudahkan eksekusi beli, jual, amend dan withdraw.

Charts

lAlat bantu analisa bagi nasabah untuk menentukan momen

terbaik untuk beli dan jual.

lDilengkapi indikator yang dapat disesuaikan dengan trading

strategy nasabah.

lIndikator sinyal buy dan sell di menu chart untuk memudahkan

trading nasabah.

Remain Trading Limit

Bisa memakai fasilitas trading limit (3x) cash.

Mandiri Sekuritas Online Trading Service provides numerous

benefits for clients who prioritize security, accuracy, and reliability

in transactions, along with PT Mandiri Sekuritas’ reputation, have

placed the company as the leading securities company. The MOST

service is designed to provide ease of access and deliver the best

services for transactions to clients.

“ONLINE TRADING SEKURITAS” Features

Auto Order

With this feature, customers can opt to purchase at certain levels (of

price, volume or frequency). The feature allows customers to make

transaction without having to monitor the fluctuation of stock price.

Click Order

This service provides simplicity for clients in buying and selling

securities with a single click. This service also features charts as

references in decision-making.

StopLoss Plus

This service functions as a security fix for the clients’ capital and

profits. Clients will be able to set a lower limit for cut loss and an

upper limit for trailing stop (to protect financial gain). The system

will automatically send an order when the price reaches the

determined limits.

Composite Screen

This feature provides real-time information on the movement of

overall index. Information on selected stocks is described in details

to provide ease of executing buy, sell, amend and withdraw orders.

Charts

lChart is an analysis tool for the clients to determine the best

time to buy or sell.

lThe chart is equipped with indicators that can be adjusted with

the clients’ trading strategy.

lThe chart menu provides buy and sell indicator signal to

support the clients’ trading.

Remain Trading Limit

This service features a trading limit facility of up to (3x) cash.

Layanan Online Trading yang Primareliable Online Trading Service7

2014 SUMMARy REPORT | 15

Laporan Rugi Laba

Angka-angka dinyatakan dalam miliar Rupiah dan pembulatan satu

desimal, kecuali jika disebutkan khusus.

Profit and Loss Statement

Numbers are written in billion Rupiah with one decimal rounding,

unless specified otherwise.

Ikhtisar Keuangan Financial Highlights

Uraian / Description 2014 2013 2012

Kinerja Operasional / Operating Performance

Pendapatan Usaha / Operating Revenue 701,6 613,2 447,6

Laba Usaha / Income from Operation 153,6 153,2 66,7

Laba Sebelum Pajak / Income before Tax Expense 125 137,9 64,3

Laba Bersih / Net Income 86,8 93,1 28,6

Data Per Lembar Saham (Nilai Penuh) / Per Share (Full Value Stated)

Jumlah Saham Beredar / Shares Outstanding 638.500.000 638.500.000 638.500.000

Laba Usaha per Saham / Income from Operation per Share 241 240 104

Laba Bersih per Saham / Net Income per Share 136 146 45

Posisi Keuangan / Financial Position

Aset / Assets 2.382,6 2.416,2 1.736,6

Liabilitas / Liabilities 1.370,3 1.464,3 864

Ekuitas / Equity 1.012,3 951,9 872,6

Rasio Keuangan Utama / Key Financial Ratio

Rasio Lancar / Current Ratio 181% 169% 197%

Rasio Liabilitas terhadap Total Aset / Dept to Total Assets Ratio 58% 66% 56%

Rasio Liabilitas terhadap Ekuitas / Dept to Equity Ratio 135% 195% 125%

Rasio Kas / Cash Ratio 94% 99% 99%

Modal Kerja Bersih Disesuaikan / Net Adjusted Working Capital 490,1 137,2 233,5

16 | IKHTISAR LAPORAN 2014

Grafik Ikhtisar Keuangan Financial Highlights Charts

Pendapatan Usaha Operating Revenue

Dalam miliar Rupiah

In billion Rupiah

EkuitasEquity

Dalam miliar Rupiah

In billion Rupiah

Laba Usaha per Saham Income from Operation per Share

Dalam miliar Rupiah

In billion Rupiah

Laba Usaha Income from Operation

Dalam miliar Rupiah

In billion Rupiah

Liabilitas Liabilities

Dalam miliar Rupiah

In billion Rupiah

Modal Kerja Bersih Disesuaikan Net Adjusted Working Capital

Dalam miliar Rupiah

In billion Rupiah

2014

2013

2012

613.7

447.57

521.48

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

Pendapatan UsahaOperating RevenueDalam miliar RupiahIn billion Rupiah

1.370.3

1.464.3

864

LiabilitasLiabilitiesDalam miliar RupiahIn billion Rupiah

612

495

298

Transaksi Harian Total MSMS Total Daily TransactionDalam miliar RupiahIn billion Rupiah

31

25

21

Jumlah Kantor CabangTotal Branch Office

241

240

104

Laba Usaha per SahamIncome from Operation per ShareDalam miliar RupiahIn billion Rupiah

45

34

36

Jumlah Penjaminan Emisi Saham dan Surat UtangNumber of Debt and Equity UnderwritingPerusahaanCompany

38.380

21.993

13.267

Jumlah Nasabah RetailTotal Retail Customers

1.012.3

951.9

872.6

EkuitasEquityDalam miliar RupiahIn billion Rupiah

153.6

153.2

66.7

Laba UsahaIncome from OperationDalam miliar RupiahIn billion Rupiah

2014

2013

2012

613.7

447.57

521.48

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

Pendapatan UsahaOperating RevenueDalam miliar RupiahIn billion Rupiah

1.370.3

1.464.3

864

LiabilitasLiabilitiesDalam miliar RupiahIn billion Rupiah

612

495

298

Transaksi Harian Total MSMS Total Daily TransactionDalam miliar RupiahIn billion Rupiah

31

25

21

Jumlah Kantor CabangTotal Branch Office

241

240

104

Laba Usaha per SahamIncome from Operation per ShareDalam miliar RupiahIn billion Rupiah

45

34

36

Jumlah Penjaminan Emisi Saham dan Surat UtangNumber of Debt and Equity UnderwritingPerusahaanCompany

38.380

21.993

13.267

Jumlah Nasabah RetailTotal Retail Customers

1.012.3

951.9

872.6

EkuitasEquityDalam miliar RupiahIn billion Rupiah

153.6

153.2

66.7

Laba UsahaIncome from OperationDalam miliar RupiahIn billion Rupiah

2014

2013

2012

613.7

447.57

521.48

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

Pendapatan UsahaOperating RevenueDalam miliar RupiahIn billion Rupiah

1.370.3

1.464.3

864

LiabilitasLiabilitiesDalam miliar RupiahIn billion Rupiah

612

495

298

Transaksi Harian Total MSMS Total Daily TransactionDalam miliar RupiahIn billion Rupiah

31

25

21

Jumlah Kantor CabangTotal Branch Office

241

240

104

Laba Usaha per SahamIncome from Operation per ShareDalam miliar RupiahIn billion Rupiah

45

34

36

Jumlah Penjaminan Emisi Saham dan Surat UtangNumber of Debt and Equity UnderwritingPerusahaanCompany

38.380

21.993

13.267

Jumlah Nasabah RetailTotal Retail Customers

1.012.3

951.9

872.6

EkuitasEquityDalam miliar RupiahIn billion Rupiah

153.6

153.2

66.7

Laba UsahaIncome from OperationDalam miliar RupiahIn billion Rupiah

2014

2013

2012

613.7

447.57

521.48

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

Pendapatan UsahaOperating RevenueDalam miliar RupiahIn billion Rupiah

1.370.3

1.464.3

864

LiabilitasLiabilitiesDalam miliar RupiahIn billion Rupiah

612

495

298

Transaksi Harian Total MSMS Total Daily TransactionDalam miliar RupiahIn billion Rupiah

31

25

21

Jumlah Kantor CabangTotal Branch Office

241

240

104

Laba Usaha per SahamIncome from Operation per ShareDalam miliar RupiahIn billion Rupiah

45

34

36

Jumlah Penjaminan Emisi Saham dan Surat UtangNumber of Debt and Equity UnderwritingPerusahaanCompany

38.380

21.993

13.267

Jumlah Nasabah RetailTotal Retail Customers

1.012.3

951.9

872.6

EkuitasEquityDalam miliar RupiahIn billion Rupiah

153.6

153.2

66.7

Laba UsahaIncome from OperationDalam miliar RupiahIn billion Rupiah

2014

2013

2012

613.7

447.57

521.48

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

Pendapatan UsahaOperating RevenueDalam miliar RupiahIn billion Rupiah

1.370.3

1.464.3

864

LiabilitasLiabilitiesDalam miliar RupiahIn billion Rupiah

612

495

298

Transaksi Harian Total MSMS Total Daily TransactionDalam miliar RupiahIn billion Rupiah

31

25

21

Jumlah Kantor CabangTotal Branch Office

241

240

104

Laba Usaha per SahamIncome from Operation per ShareDalam miliar RupiahIn billion Rupiah

45

34

36

Jumlah Penjaminan Emisi Saham dan Surat UtangNumber of Debt and Equity UnderwritingPerusahaanCompany

38.380

21.993

13.267

Jumlah Nasabah RetailTotal Retail Customers

1.012.3

951.9

872.6

EkuitasEquityDalam miliar RupiahIn billion Rupiah

153.6

153.2

66.7

Laba UsahaIncome from OperationDalam miliar RupiahIn billion Rupiah

2014

2013

2012

490,1

137,2

233,5

Laba Usaha per SahamIncome from Operation per ShareDalam miliar RupiahIn billion Rupiah

Modal Kerja Bersih Disesuaikan Net Adjusted Working Capital

2014 SUMMARy REPORT | 17

Transaksi Harian Total MSMS Total Daily Transaction

Dalam miliar Rupiah

In billion Rupiah

Jumlah Kantor Cabang Total Branch Office

Jumlah Penjaminan Emisi Saham dan Surat UtangNumber of Debt and Equity Underwriting

Perusahaan

Company

Jumlah Nasabah RetailTotal Retail Customers

2014

2013

2012

613.7

447.57

521.48

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

Pendapatan UsahaOperating RevenueDalam miliar RupiahIn billion Rupiah

1.370.3

1.464.3

864

LiabilitasLiabilitiesDalam miliar RupiahIn billion Rupiah

612

495

298

Transaksi Harian Total MSMS Total Daily TransactionDalam miliar RupiahIn billion Rupiah

31

25

21

Jumlah Kantor CabangTotal Branch Office

241

240

104

Laba Usaha per SahamIncome from Operation per ShareDalam miliar RupiahIn billion Rupiah

45

34

36

Jumlah Penjaminan Emisi Saham dan Surat UtangNumber of Debt and Equity UnderwritingPerusahaanCompany

38.380

21.993

13.267

Jumlah Nasabah RetailTotal Retail Customers

1.012.3

951.9

872.6

EkuitasEquityDalam miliar RupiahIn billion Rupiah

153.6

153.2

66.7

Laba UsahaIncome from OperationDalam miliar RupiahIn billion Rupiah

2014

2013

2012

613.7

447.57

521.48

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

Pendapatan UsahaOperating RevenueDalam miliar RupiahIn billion Rupiah

1.370.3

1.464.3

864

LiabilitasLiabilitiesDalam miliar RupiahIn billion Rupiah

612

495

298

Transaksi Harian Total MSMS Total Daily TransactionDalam miliar RupiahIn billion Rupiah

31

25

21

Jumlah Kantor CabangTotal Branch Office

241

240

104

Laba Usaha per SahamIncome from Operation per ShareDalam miliar RupiahIn billion Rupiah

45

34

36

Jumlah Penjaminan Emisi Saham dan Surat UtangNumber of Debt and Equity UnderwritingPerusahaanCompany

38.380

21.993

13.267

Jumlah Nasabah RetailTotal Retail Customers

1.012.3

951.9

872.6

EkuitasEquityDalam miliar RupiahIn billion Rupiah

153.6

153.2

66.7

Laba UsahaIncome from OperationDalam miliar RupiahIn billion Rupiah

2014

2013

2012

613.7

447.57

521.48

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

Pendapatan UsahaOperating RevenueDalam miliar RupiahIn billion Rupiah

1.370.3

1.464.3

864

LiabilitasLiabilitiesDalam miliar RupiahIn billion Rupiah

612

495

298

Transaksi Harian Total MSMS Total Daily TransactionDalam miliar RupiahIn billion Rupiah

31

25

21

Jumlah Kantor CabangTotal Branch Office

241

240

104

Laba Usaha per SahamIncome from Operation per ShareDalam miliar RupiahIn billion Rupiah

45

34

36

Jumlah Penjaminan Emisi Saham dan Surat UtangNumber of Debt and Equity UnderwritingPerusahaanCompany

38.380

21.993

13.267

Jumlah Nasabah RetailTotal Retail Customers

1.012.3

951.9

872.6

EkuitasEquityDalam miliar RupiahIn billion Rupiah

153.6

153.2

66.7

Laba UsahaIncome from OperationDalam miliar RupiahIn billion Rupiah

2014

2013

2012

613.7

447.57

521.48

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

2014

2013

2012

Pendapatan UsahaOperating RevenueDalam miliar RupiahIn billion Rupiah

1.370.3

1.464.3

864

LiabilitasLiabilitiesDalam miliar RupiahIn billion Rupiah

612

495

298

Transaksi Harian Total MSMS Total Daily TransactionDalam miliar RupiahIn billion Rupiah

31

25

21

Jumlah Kantor CabangTotal Branch Office

241

240

104

Laba Usaha per SahamIncome from Operation per ShareDalam miliar RupiahIn billion Rupiah

45

34

36

Jumlah Penjaminan Emisi Saham dan Surat UtangNumber of Debt and Equity UnderwritingPerusahaanCompany

38.380

21.993

13.267

Jumlah Nasabah RetailTotal Retail Customers

1.012.3

951.9

872.6

EkuitasEquityDalam miliar RupiahIn billion Rupiah

153.6

153.2

66.7

Laba UsahaIncome from OperationDalam miliar RupiahIn billion Rupiah

18 | IKHTISAR LAPORAN 2014

Penghargaan dan SertifikasiAwards and Certifications

l Best Investment Bank in Indonesia 2012-2014l Best DCM House in Indonesia 2013-2014

l Best Bond House in Indonesia 2011-2014l Best IPO Deal Of The year In Southeast AsiaPT Wijaya Karya Beton Tbk’s IDR1207 trillion

(US$106 million) IPO (120%+)l Best IPO of the year in Southeast Asia

for Retail Investors PT Wijaya Karya Beton Tbk‘s IDR1207 trillion (US$106 million) IPO (120%+)

Coveted 2014 IFR Asia’s  Indonesia Bond Deal of the year – Republic of Indonesia's

Euro1bn  Bond

Best Investment Bank in Indonesia 2005 - 2014

l The Best Online Trading 2014l Best Social Activation

Most Active Lead Underwriter 2014

l Best Local Brokerage House in Indonesia 2010 – 2014

l Most Improved Brokerage over the Last 12 Months

l Best of The Best Domestic Debt House in Indonesia 2014

l Best Domestic Equity House 2014l Best Domestic Debt House

in Indonesia 2012-2014

Most Active Underwriter 2011-2014

Perusahaan Sekuritas yang berpredikat“Sangat Bagus” Atas Kinerja Keuangan

Tahun 2013

l Rekor Pencapaian Investor Terbanyak melalui Satu Program Genta Pasar Modal

l Platinum dari Bursa Efek Indonesia atas Pencapaian Investor Terbanyak melalui Satu

Program Genta Pasar Modal

3rd Best Private Financial, Non-Listed (1st Securities Company to win ARA)

Riwayat Singkat Perusahaan Company Overview

Adaptasi dan perubahan, baik internal maupun eksternal, senantiasa dilakukan oleh Perusahaan untuk dapat terus tumbuh dan berkembang, serta meningkatkan kinerja bisnis sehingga dapat menguasai pasar internasional.

Adaptation and change, both internally and externally, have continuously been undertaken by the Company in order to be able to grow and thrive, while improving its business performance to dominate the international market.

Setelah berhasil mempertahankan dan memperkuat posisi sebagai

pemimpin pasar keuangan di Indonesia, kini PT Mandiri Sekuritas

(“Mandiri Sekuritas” atau “Perusahaan), yang merupakan anak

perusahaan PT Bank Mandiri (Persero) Tbk, memperluas basis

nasabah dan jaringan di pasar keuangan internasional. Adaptasi dan

perubahan, baik internal maupun eksternal, senantiasa dilakukan

oleh Perusahaan untuk dapat terus tumbuh dan berkembang, serta

meningkatkan kinerja bisnis sehingga siap menghadapi dinamika

dan menguasai pasar internasional.

Mandiri Sekuritas merupakan hasil merger beberapa perusahaan

sekuritas di lingkungan Bank Mandiri, yaitu Bumi Daya Sekuritas,

Exim Securities, dan Merincorp Securities Indonesia. Pada saat

pendirian, Mandiri Sekuritas bernama PT Merincorp Securities

Indonesia, yang kemudian berubah menjadi PT Mandiri Sekuritas

pada tanggal 31 Juli 2000 dengan persetujuan dari Menteri Hukum

dan Perundang-undangan Republik Indonesia serta Bapepam-LK.

Sebagai penyedia jasa pasar modal, Mandiri Sekuritas menjalankan

kegiatan usaha Investment Banking, Capital Markets, dan Investment

Management (melalui anak perusahaan Mandiri Investasi).

After successfully maintained and strengthened its position as

the leader of financial market in Indonesia, PT Mandiri Sekuritas

(“Mandiri Sekuritas” or “Company”), a subsidiary of PT Bank Mandiri

(Persero) Tbk, is expanding its customer base and network in the

international financial market. Adaptation and change, both

internally and externally, have continuously been undertaken by the

Company in order to be able to grow and thrive, while improving its

business performance to anticipate the dynamics and dominate the

international market.

Mandiri Sekuritas is the result of the merger of several securities

companies in Bank Mandiri, namely Bumi Daya Sekuritas, Exim

Securities, and Merincorp Securities Indonesia. At the time of its

establishment, the Company was named PT Merincorp Securities

Indonesia, and later changed its name to become PT Mandiri

Sekuritas on 31 July 2000 with the approval of the Minister of Law

and Legislation of the Republic of Indonesia and Bapepam-LK.

As a capital market service provider, Mandiri Sekuritas engages in

Investment Banking, Capital Markets, and Investment Management

(through its subsidiary, the Mandiri Investasi).

2014 SuMMARy REPORT | 19

Perusahaan memberikan layanan lengkap berupa penjaminan

emisi efek, penasihat keuangan, perantara pedagang efek (bagi

nasabah institusi dan ritel, baik secara konvensional maupun

online), pengelolaan investasi dan riset, melalui berbagai produk

dan layanan yang inovatif serta memiliki track record yang teruji.

Mandiri Sekuritas didukung oleh tim riset (ekonomi, saham, dan

obligasi) yang profesional dan berpengalaman, sistem operasional

yang efisien, teknologi informasi yang mutakhir dan terintegrasi,

serta manajemen risiko dengan prinsip kehati-hatian yang terukur.

Pada tahun 2004, Mandiri Sekuritas mendirikan anak perusahaan PT

Mandiri Manajemen Investasi, yang bergerak di bidang manajemen

investasi. Mayoritas saham PT Mandiri Manajemen Investasi sebesar

99,9% dimiliki oleh PT Mandiri Sekuritas, dan 0,1% dimiliki oleh

Koperasi Karyawan Bank Mandiri.

Hingga akhir 2014, Mandiri Sekuritas memiliki jaringan distribusi

terluas, mencapai 265 kantor cabang untuk melayani seluruh

nasabah di Indonesia dan luar negeri (Singapura). Pertumbuhan

jaringan distribusi dilakukan dengan kerjasama dan sinergi yang

sangat erat dengan Bank Mandiri, melalui kemitraan program Referral

Retail Brokerage (RRB).

The Company provides comprehensive service, which includes

securities underwriting, financial consulting, securities brokerage (for

both institution and retail customers, through conventional and online

transaction), investment and research management through various

innovative products and service with competitive track records. Mandiri

Sekuritas is supported by professional and well-versed research team

(economy, equity, and fixed income), efficient operational system,

advanced and integrated information technology, as well as risk

management under measured safety principles.

In 2004, Mandiri Sekuritas established its subsidiary, PT Mandiri

Manajemen Investasi, which handles investment management. The

majority of PT Mandiri Manajemen Investasi’s shares are owned by

PT Mandiri Sekuritas, amounting to 99.9%, and the remaining 0.1%

by Bank Mandiri Employees Cooperative.

until the end of 2014, Mandiri Sekuritas managed to have the

most expansive distribution channels consisting of 265 branch

offices serving all customers in Indonesia and abroad (Singapore).

The growth of distribution channels was made possible by close

cooperation and synergy with Bank Mandiri through the Referal

Retail Brokerage (RRB) partnership program.

Riwayat Singkat Perusahaan Company Overview

20 | IKHTISAR LAPORAn 2014

Kegiatan Usaha

Berdasarkan Anggaran Dasar Perusahaan Pasal 3, Mandiri Sekuritas

menyelenggarakan usaha dalam bidang perusahaan efek dengan

tiga unit kegiatan usaha sebagai berikut:

lInvestment Banking

unit kegiatan usaha investment banking Mandiri Sekuritas

menyediakan jasa penjaminan emisi efek dan keuangan,

sebagai berikut:

n Penjamin emisi efek

Jasa penjaminan efek yang bersifat utang seperti obligasi, sukuk,

dan surat berharga seperti Medium Term Notes (MTn) maupun

ekuitas seperti IPO dari tahap originasi hingga distribusi.

Keunggulan Mandiri Sekuritas sebagai penjamin efek terbaik

telah mendapatkan pengakuan luas dengan keberhasilannya

melaksanakan berbagai mandat transaksi yang dipercayakan

nasabah.

n Penasihat keuangan

Mandiri Sekuritas dikenal luas sebagai konsultan keuangan

terkait restrukturisasi korporasi, merger dan akuisisi,

penjualan kepada mitra strategis, shares placement, right

issue, tender offer, dan divestasi serta hal-hal terkait bidang

corporate finance. Mandiri Sekuritas telah mendapat

kepercayaan sebagai konsultan dari berbagai perusahaan

terkemuka baik swasta maupun BuMn.

n Principal Investment

untuk mengoptimalkan modal Perusahaan, Mandiri

Sekuritas melakukan beberapa transaksi seperti pre-IPO

financing, shareholder financing, structured financing, dan

lain-lain.

lCapital Markets

Melalui unit kegiatan usaha Capital Markets, Mandiri Sekuritas

menyediakan jasa perantara pedagang efek yang bersifat

utang dan ekuitas bagi nasabah institusional dan ritel, baik

melalui pasar perdana maupun pasar sekunder, dengan

jaringan pemasaran yang luas di dalam dan di luar negeri serta

dukungan tim riset yang handal dan berpengalaman dalam

melakukan analisis makro ekonomi, pasar surat utang, dan

pasar saham.

Business Activity

According to Article 3 of its Articles of Association, Mandiri Sekuritas

is a securities company, which engages in three business lines:

l Investment Banking

Mandiri Sekuritas investment banking unit provides securities

and financial underwriting service as follows:

n Securities underwriting

underwriting for debt securities, such as bonds, Islamic

bonds (sukuk), and promissory notes like Medium Term

notes (MTn), as well as other type of equities such

as IPO from origination to distribution stage. Mandiri

Sekuritas, as the best securities underwriter, has gained

wide recognition by successfully performed various

transactions entrusted by its customers.

n Financial Advisory

Mandiri Sekuritas is widely recognized as a financial

advisor in company restructurization, merger, and

acquisition, company sales to strategic partner, shares

placement, right issue, tender offer, and divestiture,

as well as other matters related to corporate finance.

Mandiri Sekuritas has been appointed as consultant for

various governmental and leading corporations, whether

private or State-Owned Enterprise.

n Principal Investment

To optimize Company’s capital, Mandiri Sekuritas has

carried out several transactions, such as pre-IPO financing,

shareholder financing, structured financing, and others.

l Capital Markets

Through its Capital Markets business line, Mandiri Securitas

provides debt and equity brokerage services for both

institutions and retail customers, through primary or

secondary market, with the support of a vast marketing

network domestically and internationally, as well as a reliable

research team, well-versed in performing macroeconomic,

debt securities market, and stock market analysis.

Bidang Usaha Line of Business

2014 SuMMARy REPORT | 21

lInvestment Management

Kegiatan usaha investment management diselenggarakan

oleh PT Mandiri Manajemen Investasi yang merupakan anak

perusahaan yang aktif melakukan kegiatan pengelolaan

reksa dana dan pengelolaan dana dalam bentuk discretionary

fund. Dalam kegiatan usaha ini, Mandiri Manajemen Investasi

dikenal luas sebagai manajer investasi terbesar di Indonesia

dan telah memperoleh berbagai penghargaan.

Produk dan Jasa

Mandiri Sekuritas menyediakan produk atau jasa kepada nasabah

sebagai berikut:

Penjaminan Emisi Efek

Jasa penjaminan emisi efek nasabah institusional dari berbagai

sektor, baik efek yang bersifat utang seperti obligasi, sukuk, dan

surat berharga seperti MTn maupun ekuitas seperti Initial Public

Offering (IPO) sejak tahap originasi. Jasa yang diberikan bersifat

komprehensif melalui Direktorat Investment Banking, didukung

oleh tim yang profesional, berlisensi, dan berpengalaman.

Penasihat Keuangan

Jasa penasihat keuangan bagi keuangan nasabah institusional dari

berbagai sektor industri. Jasa yang diberikan meliputi restrukturisasi

korporasi, merger dan akuisisi, penjualan kepada mitra strategis,

shares placement, right issue, tender offer, dan divestasi serta hal-hat

yang terkait dengan bidang corporate finance dalam cakupan luas,

melalui tim investment banking yang kredibel, kompeten dan terbaik

di industri pasar modal.

Perantara Pedagang Efek

Jasa perantara pedagang efek yang bersifat utang dan ekuitas bagi

nasabah institusional dan ritel, baik melalui pasar perdana maupun pasar

sekunder, dengan dukungan jaringan pemasaran yang luas di dalam dan

luar negeri serta tim capital markets yang andal, solid, dan berlisensi.

Pengelolaan Investasi

Menerbitkan berbagai produk reksa dana untuk memenuhi

kebutuhan investasi yang dipasarkan melalui berbagai jalur

distribusi, menawarkan jasa pengelolaan portofolio investasi

serta penasihat investasi melalui anak perusahaan PT Mandiri

Manajemen Investasi.

l Investment Management

The investment management business line is carried out by

PT Mandiri Manajemen Investasi, as an active subsidiary in

the management of mutual fund and discretionary fund. In

this field, Mandiri Manajemen Investasi has received various

awards and has gained recognitions as the largest investment

management company in Indonesia.

Products and Services

Mandiri Sekuritas provides various products and services to its

customers:

Securities Underwriting

Securities underwriting service for institutional customers from

various sectors, whether it is debt securities, such as bond, sukuk,

and promissory notes such as medium term notes (MTn), as well

as equity, such as the Initial Public Offering, all the way from its

originating stage. The Company also offers comprehensive services

through the Directorate of Investment Banking, supported by a

professional, qualified, and experienced team.

Financial Advisory

Financial consultancy service for institutional customers from

various sectors. Service offered include company restructurization,

merger and acquisition, company sales to strategic partner, private

placement, right issue, tender offer and divestiture, as well as other

matters related to a wide range of corporate finance field, through

a credible and competent investment banking team, the best in the

capital market industry.

Securities Brokerage

Brokerage services for debt and equity for institutional and retail

customers through primary and secondary markets, supported by

a vast marketing network domestically and internationally, along

with a reliable, solid, and qualified capital market team.

Investment Management

Issued a mixture of mutual fund products to meet investment

demands of the customer, marketed through various distribution

channels, offering an investment portfolio management service, as

well as investment consultancy services through its subsidiary, PT

Mandiri Manajemen Investasi.

Bidang Usaha Line of Business

22 | IKHTISAR LAPORAn 2014

Visi dan Misi PerusahaanCompany’s Vision and Mission

Dalam melakukan kegiatan usaha, Mandiri Sekuritas selalu merujuk

pada visi dan misi Perusahaan sebagaimana disetujui oleh Direksi/

Dewan Komisaris, sebagai berikut:

Visi

Menjadi penyedia jasa layanan pasar modal pilihan dengan

profitabilitas yang kuat.

Misi

l Menawarkan jasa layanan pasar modal yang bernilai bagi

sektor institusi.

l Menawarkan akses pasar modal dengan biaya terjangkau

kepada pasar ritel.

l Memberikan tingkat pengembalian ekuitas (ROE) yang kuat

kepada pemegang saham.

Dalam upayanya mencapai Visi dan Misi diatas, Mandiri Sekuritas

berkomitmen dan bertekad untuk selalu menjadi yang terdepan,

menghadirkan beragam inovasi dan layanan yang memberikan

nilai tambah bagi seluruh nasabah, karyawan, pemegang saham,

masyarakat dan bangsa Indonesia.

Atas kepercayaan yang diberikan oleh seluruh pemangku

kepentingan, Mandiri Sekuritas berhasil mempertahankan

posisi sebagai pemain utama di industri pasar modal Indonesia.

Pencapaian ini semakin mendorong Perusahaan untuk terus

berkomitmen memajukan dan memberikan nilai tambah bagi

industri pasar modal Indonesia, serta memberikan imbal balik yang

kuat kepada pemegang saham.

In conducting its business activities, Mandiri Sekuritas always refers

to the vision and mission of the Company as approved by the Board

of Directors/Board of Commissioners, as follows:

Vision

To be the preferred provider of capital market service with strong

profitability.

Mission

l To offer valuable capital market service for the institutional

sector.

l To offer affordable access to the capital market for the retail

market.

l To provide a strong return on equity (ROE) rate for the

shareholders.

In the efforts to achieve the above Vision and Mission, Mandiri

Sekuritas is committed and determined to be a leader by offering

various innovations and value added services to all customers,

employees, shareholders, communities and the people of Indonesia.

Because of the trust of all stakeholders, Mandiri Sekuritas has been

able to maintain its position as a leader in the Indonesian capital

market industry. This achievement has encouraged the Company

to remain committed to develop and provide added value to the

Indonesian capital market industry, as well as provide high return

to the shareholders.

Riset

Menerbitkan secara berkala hasil analisis tinjauan dan prospek

ekonomi makro yang meliputi kebijakan moneter, suku bunga dan

nilai tukar, indikator utama ekonomi, serta pasar saham dan surat

utang dari sisi fundamental maupun teknikal, dalam bentuk laporan-

laporan rutin seperti Macroscope, Weekly Market & Economic update,

Daily Morning notes, Bond Strategy, SpeciFIXED, Daily Fixed Income

Research, Government Bond Chip & Dear, Focus, Technical View, dan

Investor Digest.

Research

Periodically publishes research products, which includes monetary,

interest rate, and exchange rate policies, leading economic forecast,

and stock markets and debt products analysis, both from the

fundamental and technical sides. These products are published

through various periodic reports, such as Macroscope, Weekly

Market & Economic update, Daily Morning notes, Bond Strategy,

SpeciFIXED, Daily Fixed Income Research, Government Bond Chip &

Dear, Focus, Technical View, and Investor Digest.

2014 SuMMARy REPORT | 23

Budaya PerusahaanCorporate Culture

Integrity Teamwork

Professionalism

ExcellenceClient Focus

Kesamaan berpikir, berkata, berperilaku berdasarkan kebenaran sesuai dengan kode etik dan aturan yang berlaku.tumbuh bersama secara berkesinambungan.Similarity in the way of thinking, speaking, behaving, based on the truth according to applicable rules and code of conduct.

Membangun kerjasama yang baik dilandasi dengan

rasa saling percaya saling mendukung berdasarkan

asas kesetaraan dengan tetap menghargai perbedaan dan

peran masing masing.Build a good cooperation based

on mutual trust and mutual support, with a principle of

equality while respecting the differences and role of each

other.

Memiliki kompetensi bekerja dengan hati dan mengerahkan seluruh potensi dan kemampuan yang dimiliki secara maksimal berorientasi pada

pencapaian tujuan perusahaan.Competence in working with the heart and exert all potentials and capabilities optimally, oriented

towards the achievement of company’s objectives.

Senantiasa melakukan penyempurnaan di segala bidang untuk mendapatkan hasil yang terbaik.Continually make improvements in all fields to achieve the best results.

Senantiasa menjadikan klien sebagai mitra utama yang saling

menguntungkan untuk tumbuh bersama secara

berkesinambungan.Always regards

customers as a main partner in achieving

mutual benefits, growing together sustainably.

IPTEC

24 | IKHTISAR LAPORAn 2014

Struktur Grup PerusahaanCorporate Group Structure

0,1 %

0,01 %

Koperasi KaryawanBank MandiriBank Mandiri’s Employees Cooperative

Pemerintah

(60%)Pemegang

Saham Asing

(31,8%)

99,99 %

99,9 %

100 %

PemegangSaham Nasional

(8,2%)

2014 SuMMARy REPORT | 25

Abiprayadi RiyantoPresident Director

Struktur OrganisasiOrganization Structure

DIRECTORATELevel

Shareholders Meeting

D. Cyril Noerhadi, Panji Irawan, Alexandra Askandar, Kartini Sally

Board of Commissioners

DIVISIONLevel

Iman Rachman Managing Director

Investment Banking

Laksono Widito Widodo Managing Director

Capital Markets

Budi Eri Satria Corporate & Institutional

Coverage

Lokman Lie Head of Institutional

Equity Trader

Silva HalimHead of Institutional

Equity Sales

*Laksono Widito Widodo Head of Institutional

Fixed Income

Lawrence Beng Yong OngHead of Singapore Branch

Febriati NadiraCorporate Secretary &

Communication

Andreas Muljadi Gunawidjaja

Pjs. Head of Equity Retail

Jan Elisa Barmen Girsang Internal Audit

Audit Committee

Asset Liability Committee

Executive Committee

Human Capital Committee

Procurement Committee

Risk ManagementCommittee

John Daniel RachmatEquity Research

Aldian TaloputraEconomic Research

Handi YuniantoFixed Income Research

Hanung HerutomoStrategy, Performance & Business Development

Demsy O. RatulangiTreasury

Ria YusrianaInformation Technology &

Business Solution

FirmansjahHuman Capital

*I Nyoman Gede SuarjaRisk Management

Tevy EliazaarFinance, Accounting & PRBS

Mu’minSettlement & Custody

Omar Yusuf NDCompliance

Siti S. UtamiLegal

BudiyonoLegal

Khairul HudaDebt Proprietary

Andreas Muljadi Gunawidjaja

Structured & Product Development

*) Merangkap Jabatan

C. Paul TehusijaranaManaging Director Strategy,

Treasury & Proprietary

I Nyoman Gede SuarjaManaging Director Risk Management,

Operation & Business Support

Struktur OrganisasiOrganization Structure

Perubahan Organisasi

SafeiFixed Income Underwriting &

Sharia Finance

Teguh WirahadikusumahStructured Finance

Donny ArsalCorporate Finance

Struktur Organisasi Organizational Structure

26 | IKHTISAR LAPORAn 2014

Abiprayadi RiyantoPresident Director

Struktur OrganisasiOrganization Structure

DIRECTORATELevel

Shareholders Meeting

D. Cyril Noerhadi, Panji Irawan, Alexandra Askandar, Kartini Sally

Board of Commissioners

DIVISIONLevel

Iman Rachman Managing Director

Investment Banking

Laksono Widito Widodo Managing Director

Capital Markets

Budi Eri Satria Corporate & Institutional

Coverage

Lokman Lie Head of Institutional

Equity Trader

Silva HalimHead of Institutional

Equity Sales

*Laksono Widito Widodo Head of Institutional

Fixed Income

Lawrence Beng Yong OngHead of Singapore Branch

Febriati NadiraCorporate Secretary &

Communication

Andreas Muljadi Gunawidjaja

Pjs. Head of Equity Retail

Jan Elisa Barmen Girsang Internal Audit

Audit Committee

Asset Liability Committee

Executive Committee

Human Capital Committee

Procurement Committee

Risk ManagementCommittee

John Daniel RachmatEquity Research

Aldian TaloputraEconomic Research

Handi YuniantoFixed Income Research

Hanung HerutomoStrategy, Performance & Business Development

Demsy O. RatulangiTreasury

Ria YusrianaInformation Technology &

Business Solution

FirmansjahHuman Capital

*I Nyoman Gede SuarjaRisk Management

Tevy EliazaarFinance, Accounting & PRBS

Mu’minSettlement & Custody

Omar Yusuf NDCompliance

Siti S. UtamiLegal

BudiyonoLegal

Khairul HudaDebt Proprietary

Andreas Muljadi Gunawidjaja

Structured & Product Development

*) Merangkap Jabatan

C. Paul TehusijaranaManaging Director Strategy,

Treasury & Proprietary

I Nyoman Gede SuarjaManaging Director Risk Management,

Operation & Business Support

Struktur OrganisasiOrganization Structure

Perubahan Organisasi

SafeiFixed Income Underwriting &

Sharia Finance

Teguh WirahadikusumahStructured Finance

Donny ArsalCorporate Finance

Abiprayadi RiyantoPresident Director

Struktur OrganisasiOrganization Structure

DIRECTORATELevel

Shareholders Meeting

D. Cyril Noerhadi, Panji Irawan, Alexandra Askandar, Kartini Sally

Board of Commissioners

DIVISIONLevel

Iman Rachman Managing Director

Investment Banking

Laksono Widito Widodo Managing Director

Capital Markets

Budi Eri Satria Corporate & Institutional

Coverage

Lokman Lie Head of Institutional

Equity Trader

Silva HalimHead of Institutional

Equity Sales

*Laksono Widito Widodo Head of Institutional

Fixed Income

Lawrence Beng Yong OngHead of Singapore Branch

Febriati NadiraCorporate Secretary &

Communication

Andreas Muljadi Gunawidjaja

Pjs. Head of Equity Retail

Jan Elisa Barmen Girsang Internal Audit

Audit Committee

Asset Liability Committee

Executive Committee

Human Capital Committee

Procurement Committee

Risk ManagementCommittee

John Daniel RachmatEquity Research

Aldian TaloputraEconomic Research

Handi YuniantoFixed Income Research

Hanung HerutomoStrategy, Performance & Business Development

Demsy O. RatulangiTreasury

Ria YusrianaInformation Technology &

Business Solution

FirmansjahHuman Capital

*I Nyoman Gede SuarjaRisk Management

Tevy EliazaarFinance, Accounting & PRBS

Mu’minSettlement & Custody

Omar Yusuf NDCompliance

Siti S. UtamiLegal

BudiyonoLegal

Khairul HudaDebt Proprietary

Andreas Muljadi Gunawidjaja

Structured & Product Development

*) Merangkap Jabatan

C. Paul TehusijaranaManaging Director Strategy,

Treasury & Proprietary

I Nyoman Gede SuarjaManaging Director Risk Management,

Operation & Business Support

Struktur OrganisasiOrganization Structure

Perubahan Organisasi

SafeiFixed Income Underwriting &

Sharia Finance

Teguh WirahadikusumahStructured Finance

Donny ArsalCorporate Finance

2014 SuMMARy REPORT | 27

Alexandra AskandarKomisaris

Commissioner

Kartini SallyKomisaris

Commissioner

Panji IrawanKomisaris

Commissioner

D. Cyril NoerhadiKomisaris Utama/

Komisaris IndependenPresident Commissioner/

Independent Commissioner

28 | IKHTISAR LAPORAn 2014

Dewan KomisarisBoard of Commissioners

I NyomanGede Suarja

Direktur Managing Director

ImanRachman

Direktur Managing Director

C. Paul Tehusijarana

Direktur Managing Director

Laksono Widito Widodo

Direktur Managing Director

AbiprayadiRiyanto

Direktur Utama President Director

2014 SuMMARy REPORT | 29

Direksi Board of Directors

D. Cyril Noerhadi Komisaris Utama/Komisaris Independen President Commissioner/Independent Commissioner

Lahir di Jakarta pada tanggal 11 April 1961. Diangkat sebagai Komisaris utama pada tanggal 16

Oktober 2012. Beliau meraih gelar Doktor di bidang Strategic Management (cumlaude) dari universitas

Indonesia, MBA di bidang keuangan dan ekonomi dari university of Houston, Amerika Serikat, dan

sarjana di bidang teknik geologi dari Institut Teknologi Bandung (ITB).

Sebelum menjabat sebagai Komisaris utama Mandiri Sekuritas, beliau menjabat sebagai Group Chief

Financial Officer (CFO) dan Managing Director Medco Energi Internasional (2005-2011); partner di

Pricewaterhouse Coopers Corporate Finance (1999-2005); Direktur utama Jakarta Stock Exchange (1996-

1999); Direktur utama Kliring Deposit Efek Indonesia (1993-1996); serta Direktur Eksekutif Danareksa

(1991-1993). Saat ini, selain menjabat sebagai Komisaris utama Mandiri Sekuritas, beliau juga menjabat

sebagai Direktur utama PT Creador, Co-Founder Creador LLC yang didirikan pada September 2011,

perusahaan private equity yang melakukan investasi di Indonesia, Malaysia, dan India.

Born in Jakarta on April 11, 1961. He was appointed as the President Commissioner on October 16,

2012. Mr. noerhadi holds a Doctorate degree in Strategic Management (cum laude) from universitas

Indonesia, MBA in economic and finance from university of Houston, uSA, and a bachelor’s degree in

Geology from Institut Teknologi Bandung (ITB).

Before acting as the President Commissioner of Mandiri Sekuritas, he served as the Group Chief

Financial Officer (CFO) and Managing Director of Medco Energi Internasional (2005-2011); partner in

Pricewaterhouse Coopers Corporate Finance (1999-2005); President Director of Jakarta Stock Exchange

(1996-1999); President Director of Kliring Deposit Efek Indonesia (1993-1996); and Executive Director of

Danareksa (1991-1993). Aside from his position as the President Commissioner of Mandiri Sekuritas, he

currently acts as the President Director of PT Creador, Co-Founder of Creador LLC, which was established in

September 2011 as a private equity company investing in Indonesia, Malaysia, and India.

Profil Dewan KomisarisBoard of Commissioners Profile

30 | IKHTISAR LAPORAn 2014

Panji Irawan Komisaris Commissioner

Lahir di Jakarta pada tanggal 16 Oktober 1965. Menjabat sebagai Komisaris pada tanggal 18 Oktober 2011.

Beiau meraih gelar Sarjana Ekonomi Pertanian dan Sumber Daya dari Institut Pertanian Bogor (IPB) dan

pernah mengikuti berbagai kursus dan seminar perbankan, pengelolaan resiko, treasury, dan lain-lain.

Beliau berkarier di Bank Mandiri sejak 1999 dan menjabat sebagai Group Head Treasury sejak 2010.

Sebelumnya, beliau pernah menduduki berbagai posisi termasuk sebagai Department Head Treasury

Debt & Capital Market dan Treasury Trading, Foreign Exchange Chief. Sebelum bergabung dengan Bank

Mandiri, beliau bergabung di Bank Ekspor Impor Indonesia (Exim) (1986-1999) dan pernah menduduki

berbagai jabatan di antaranya sebagai Treasury Manager pada Bank Exim Cayman Island, Deputy Head

Investment Banking and Securities Trading dan Foreign Exchange and Money Market Dealer.

Born in Jakarta on October 16, 1965. He was appointed as the Commissioner on October 18, 2011. He

holds a Bachelor of Agricultural and Resource Economics from Institut Pertanian Bogor (IPB), and has

attended numerous courses and seminars in banking, risk management, treasury, and others.

He started his career in Bank Mandiri since 1999 and served as the Group Head Treasury since 2010.

Previously, he served in various positions, including as the Department Head of Treasury Debt & Capital

Market and Treasury Trading, Foreign Exchange Chief. Before joining Bank Mandiri, he worked in Bank

Ekspor Impor Indonesia (Exim) (1986-1999), and was serving in various positions, including as the

Treasury Manager in Bank Exim Cayman Island, Deputy Head of Investment Banking and Securities

Trading, and Foreign Exchange and Money Market Dealer.

2014 SuMMARy REPORT | 31

Alexandra Askandar Komisaris Commissioner

Lahir di Medan pada tanggal 9 Januari 1972. Diangkat sebagai Komisaris pada tanggal 11 Oktober

2011. Beliau meraih gelar Master of Business Administration dari Boston university, Amerika Serikat dan

pernah mengikuti berbagai seminar mengenai perbankan dan corporate finance.

Beliau pernah menjabat berbagai posisi termasuk sebagai Group Head Syndicated and Structured

Finance (2009-2010); Departement Head VII Corporate Banking III Group (2006) dan Relationship

Manager Corporate Banking Group (200-2005); Account Manager-Loan Workout Division di Badan

Penyehatan Perbankan nasional (1999-2000) dan ISO 9000 & 14000 Consultant serta Treasurer di

Surveyor Indonesia (1995-1997). Beliau berkarier di Bank Mandiri dan saat ini juga menjabat sebagai

Group Head Syndication, Oil and Gas sejak 2011.

Born in Medan on January 9, 1972. She was appointed as the Commissioner on October 11, 2011.

She holds a Master of Business Administration degree from Boston university, uSA, and has attended

numerous seminars on banking and corporate finance.

She has served in various positions, including as the Group Head Syndicated and Structured Finance

(2009-2010); Departement Head VII Corporate Banking III Group (2006), and Relationship Manager

Corporate Banking Group (200-2005); Account Manager-Loan Workout Division in Badan Penyehatan

Perbankan nasional (1999-2000), as well as ISO 9000 & 14000 Consultant and Treasurer in Surveyor

Indonesia (1995-1997). She continued her career in Bank Mandiri and currently also atcs as the Group

Head Syndication, Oil and Gas since 2011.

32 | IKHTISAR LAPORAn 2014

Kartini Sally Komisaris Commissioner

Lahir di Jakarta pada tanggal 6 April 1965. Ditunjuk sebagai Komisaris pada tanggal 16 Oktober 2012.

Beliau meraih gelar Master Degree dari Institut Pengembangan dan Pendidikan Manajemen (IPPM) dan

Sarjana Kedokteran Gigi dari universitas Indonesia.

Beliau meniti karier di Bank Mandiri dan saat ini juga menjabat sebagai Executive Vice President di

Corporate Banking II Group. Sebelumnya pernah menduduki beberapa jabatan strategis di antaranya

Group Head Commercial Risk (2006-2007); Commercial Risk Management (2206); Credit Termination

Officer di Jakarta Commercial Sales Group: Departemen Head Relationship Corporate Banking III Group

(2005-2006); Department Head of Corporate Relationship Strategic Industries, Corporate Banking (2005).

Born in Jakarta on April 6, 1965. She was appointed as the Commissioner on October 16, 2012. She holds

a Master’s degree from Institut Pengembangan dan Pendidikan Manajemen (IPPM) and a Bachelor of

Dental Science from universitas Indonesia.

She started her career in Bank Mandiri, and currently she also acts as the Executive Vice President

in Corporate Banking II Group. Previously, she has served at a number of strategic positions, among

others as the Group Head of Commercial Risk (2006-2007); Commercial Risk Management (2206); Credit

Termination Officer in Jakarta Commercial Sales Group: Department Head of Relationship Corporate

Banking III Group (2005-2006); Department Head of Corporate Relationship Strategic Industries,

Corporate Banking (2005).

2014 SuMMARy REPORT | 33

Profil Direksi Board of Directors Profile

34 | IKHTISAR LAPORAn 2014

Abiprayadi Riyanto Direktur Utama President Director

Lahir di Jakarta pada tanggal 2 Oktober 1957. Diangkat sebagai Direktur utama pada tanggal 1 Desember

2012. Beliau meraih gelar Sarjana Teknik Sipil dari universitas Gadjah Mada (uGM) pada tahun 1986 dan

gelar Master of Business Administration (MBA) dari Institut Pengembangan Manajemen Indonesia (IPMI)

pada tahun 1990.

Sebelumnya beliau menjabat sebagai Direktur utama PT Mandiri Manajemen Investasi (2004-2012).

Berkarier di industri pasar modal sejak tahun 1990, beliau sebelumnya pernah menjabat sebagai

Managing Director PT Mandiri Sekuritas (2002-2004); Technical Advisor nISP Sekuritas (2002); President

Director dan Country Manager PT ABn AMRO Manajemen Investasi (1996-2001); dan Associate Director

PT Mees Pierson Finas Investment Management (1990-1996).

Beliau adalah Chartered Financial Analyst (level 1) dan memegang lisensi Wakil Perantara Pedagang

Efek, Wakil Perantara Emisi Efek dan Penasehat Investasi dari Bapepam-LK.

Born in Jakarta on October 2, 1957. He was appointed as the President Director on December 1, 2012.

He received his Bachelor’s degree in Civil Engineering from universitas Gadjah Mada (uGM) in 1986 and

his Master of Business Administration (MBA) degree from Institut Pengembangan Manajemen Indonesia

(IPMI) in 1990.

Prior to his current appointment, he served as the President Director of PT Mandiri Manajemen

Investasi (2004-2012). He started his career in capital market since 1990, and was previously served as

the Managing Director of PT Mandiri Sekuritas (2002-2004); Technical Advisor of nISP Sekuritas (2002);

President Director and Country Manager of PT ABn AMRO Manajemen Investasi (1996-2001); and

Associate Director of PT Mees Pierson Finas Investment Management (1990-1996).

He is a Chartered Financial Analyst (level 1) and holds a license as a Broker-Dealer (Wakil Perantara Pedagang

Efek), Broker (Wakil Perantara Emisi Efek), and Investment Advisor (Penasehat Investasi) from Bapepam-LK.

2014 SuMMARy REPORT | 35

Iman RachmanManaging Director Investment Banking Managing Director for Investment Banking

Lahir di Jakarta pada tanggal 31 Mei 1972. Diangkat sebagai Direktur pada tanggal 9 Agustus 2010. Beliau

meraih gelar Sarjana dari universitas Padjajaran, Bandung, Master of Business Administration di bidang

keuangan dari Leeds university Business School, Leeds, Inggris dan mengikuti berbagai kursus pasar modal.

Bergabung dengan Mandiri Sekuritas sejak tahun 2003, termasuk menjabat sebagai Kepala Divisi

Investment Banking di tahun 2006. Sebelumnya bekerja sebagai Manager di Danareksa Sekuritas dari

tahun 1998 sampai 2003. Beliau terlibat aktif dalam berbagai transaksi yang ditangani Mandiri Sekuritas

seperti IPO, privatisasi, penerbitan obligasi, penawaran tender, right issue, dan dalam jasa penasihat

keuangan termasuk merger dan akuisisi, restrukturisasi perusahaan serta pinjaman sindikasi.

Born in Jakarta on May 31, 1972. He was appointed as the Director on August 9, 2010. He holds a

Bachelor’s degree from universitas Padjajaran, Bandung, a Master of Business Administration in Finance

from Leeds university Business School, Leeds, uK, and has attended various courses on capital market.

He joined Mandiri Sekuritas in 2003, and served as the Division Head of Investment Banking in 2006.

Prior to his appointment, he also worked as a Manager in Danareksa Sekuritas from 1998 to 2003. He is

actively involved in the transactions of Mandiri Sekuritas, such as IPO, privatization, issuance of bond,

tender offer, right issue, and financial consultancy which includes company restructurization, merger,

and acquisition, and loan syndication.

36 | IKHTISAR LAPORAn 2014

Laksono Widito Widodo Managing Director Capital Market Managing Director of Capital Market

Lahir di Bandung pada tanggal 29 Agustus 1965. Ditunjuk sebagai Direktur sejak tanggal 19 September

2011. Beliau meraih gelar Sarjana Ekonomi dari univeritas Indonesia, dan Master of Business Administration

dari university of Hawaii, Manoa, Amerika Serikat, dengan beasiswa penuh dari Fujitsu, Jepang.

Meniti karier sejak tahun 1993 di berbagai institusi keuangan terkemuka, termasuk menjabat sebagai

Direktur utama RBS Asia Securities Indonesia (2010-2011); Anggota Komite Investasi Badan Koordinasi

Penanaman Modal (2009-2010); Direktur Ancora International (2008-2009); Head of Equities Mandiri

Sekuritas (2006-2008); Head of Equity Research Macquarie Securities Indonesia (2004-2006) dan InG

Securities Indonesia (1999-2004).

Born in Bandung on August 29, 1965. He was appointed as the Director in September 19, 2011. He holds

a Bachelor of Economics from univeritas Indonesia, and a Master of Business Administration degree

from university of Hawaii, Manoa, uSA with full scholarship from Fujitsu, Jepang.

He started his career in 1993 at various renowned financial institutions, including serving as the

President Director of RBS Asia Securities Indonesia (2010-2011); Member of Investment Committee at

Badan Koordinasi Penanaman Modal (2009-2010); Director of Ancora International (2008-2009); Head

of Equities at Mandiri Sekuritas (2006-2008); Head of Equity Research at Macquarie Securities Indonesia

(2004-2006) and InG Securities Indonesia (1999-2004).

2014 SuMMARy REPORT | 37

C. Paul Tehusijarana Managing Director Strategy, Treasury & Proprietary

Managing Director of Strategy, Treasury & Proprietary

Lahir di Surabaya pada tanggal 13 Mei 1961. Ditunjuk sebagai Direktur sejak tanggal 15 Mei 2012. Beliau

meraih gelar Sarjana Sosial Ekonomi Pertanian dari Institut Pertanian Bogor (IPB), dan Master of Business

Administration dari university of Southern California, Amerika Serikat.

Beliau memiliki pengalaman panjang bekerja di perbankan sejak tahun 1985 di Bank Dagang negara

termasuk penempatan di Bank Dagang negara Los Angles Agency dari tahun 1994 sampai 1999,

sebelum kemudian meniti karier di Bank Mandiri dan telah menduduki berbagai jabatan di antaranya

sebagai Senior Vice President (SVP) di Wholesale Transaction Banking Solutions Group (2010-2011), SVP

di Product Management Group (2006-2010) dan SVP di Treasury Management Group (2003-2005).

Born in Surabaya on May 13, 1961. He was appointed as the Director on May 15, 2012. He holds a

Bachelor of Agricultural Social Economics from Institut Pertanian Bogor (IPB), and a Master of Business

Administration from university of Southern California, uSA.

He has a long experience in banking since 1985 at Bank Dagang negara, including his placement in

Bank Dagang negara Los Angeles Agency from 1994 to 1999, before starting his career in Bank Mandiri.

He has served various positions, among others as Senior Vice President (SVP) in Wholesale Transaction

Banking Solutions Group (2010-2011), SVP in Product Management Group (2006-2010), and SVP in

Treasury Management Group (2003-2005).

38 | IKHTISAR LAPORAn 2014

I Nyoman Gede Suarja Managing Director Risk Management, Operation & Business Support

Managing Director of Risk Management, Operation, & Business Support

Lahir di Denasar, Bali, 27 Juli 1962. Diangkat sebagai Senior Executive Vice President (SEVP) sejak tanggal

11 november 2013 dan diangkat menjadi Direktur pada 30 April 2014. Meraih gelar Sarjana Ekonomi

Akuntansi dari Fakultas Ekonomi universitas Brawijaya tahun 1987 dan Magister Manajemen universitas

Gadjah Mada pada tahun 1999.

Meniti karier di bidang perbankan sejak 1989 di PT Bank Ekspor Impor Indonesia (BEII). Sebelum

menjabat sebagai SEVP di Perusahaan, beliau menjabat di BEII sebagai Senior Auditor (1999), Head

Teller (1996), Loan Officer (1995), Export Import Officer (1991), Treasury Dealer (1990). Selajutnya beliau

berkarier di PT Bank Mandiri (Persero) Tbk menjabat sebagai Vice President Internal Audit (2006-2013),

Team Leader Market Risk Group (2001-2006) dan Senior Officer Treasury Group (1999-2001).

Born in Denpasar, Bali, on July 27, 1962. He was appointed as the Senior Executive Vice President (SEVP)

on november 11, 2013 and later was appointed as the Director on April 30th, 2014. He received his

Bachelor of Accounting from the Economics Department universitas Brawijaya in 1987 and his Master in

Management degree from universitas Gadjah Mada in 1999.

He started his career in banking industry since1989 in PT Bank Ekspor Impor Indonesia (BEII). Before

serving as the SEVP in the Company, he served in BEII as Senior Auditor (1999), Head Teller (1996), Loan

Officer (1995), Export Import Officer (1991), and Treasury Dealer (1990). Afterwards, he continued his

career in PT Bank Mandiri (Persero) Tbk as the Vice President of Internal Audit (2006-2013), Team Leader

of Market Risk Group (2001-2006), and Senior Officer of Treasury Group (1999-2001).

2014 SuMMARy REPORT | 39

40 | IkhtIsar Laporan 2014

Kantor Pusat Head Officept Mandiri sekuritas plaza mandiri, 28-29th Floor Jl. Jend. Gatot subroto kav. 36-38 Jakarta 12190, Indonesia tel. (62-21) 526 3445 Fax. (62-21) 526 3521

E-mail. [email protected] Web. www.mandirisekuritas.co.idMandiri sekuritas online trading Care Center (62-21) 500 178 www.most.co.id

Alamat Kantor Pusat, Anak Perusahaan dan Kantor Cabang address of head office, subsidiary, and Branch offices

Kantor Cabang Branch OfficesJakarta – Plaza Mandiriplaza Mandiri, Ground Floor & 29th

Floor Jl. Jend. Gatot subroto kav.

36-38, Jakarta 12190 

tel. (62-21) 526 5678 

Fax. (62-21) 526 5050 

Jakarta – Pondok IndahBank Mandiri prioritas, 2nd Floor

plaza pondok Indah Jl. Metro

pondok Indah Blok Ua no. 24-27

Jakarta 12310

tel. (62-21) 7591 8400

Fax. (62-21) 7591 8401

Jakarta - Pondok Indah 2office tower Ground Floor, Jl.sultan

Iskandar Muda

kav.V-ta, Jakarta

tel. (62-21)2912 4005

Fax. (62-21) 2912 4013 

Jakarta - Mangga DuaDusit orion shopping Center no.15

Jl. Mangga Dua raya

Jakarta 10730

tel. (62-21) 6230 2333

Fax. (62-21) 6230 2338 

Jakarta - Puri Indahkomp ruko sentra niaga puri

Indah Blok t1/49

Jl. puri Indah raya 

Jakarta 11610

tel. (62-21) 581 6060 

Fax. (62-21) 5830 0922 

Jakarta - Kelapa Gading 1komplek rukan Gading Bukit Indah

Blok a no.21.

Jl. Bukit Gading kelapa

Gading. Jakarta 14240

tel. (62-21) 458 77522 

Fax. (62-21) 452 8026

Jakarta - Kelapa Gading 2Jl Boulevard raya

Blok tt2 no. 11

Jakarta 14240

tel. (62-21) 4584 5355

Fax. (62-21) 4584 5356

Jakarta - Mangga Duakompleks Mangga Dua plaza

Blok-h no.12a

Jl. Mangga Dua raya

Jakarta 10730

tel. (62-21) 6220 1485 

Fax. (62-21) 626 2258

Jakarta - MT HaryonoMt. haryono square

2nd Fl-05

Jl. Mt haryono kav 10

Jakarta 13330

tel. (62-21) 2957 5240

Fax. (62-21) 2957 5239

Jakarta - GlodokLindeteves trade Center (LtC)

Glodok,Jl. hayam Wuruk no. 127 

Jakarta pusat

tel. (62-21) 29576839

Fax. (62-21) 29576845

Jakarta - Tanah AbangBanking Center pusat Grosir tanah

abang Lantai 7 no.3C,

Jl. kh. Wahid hasyim no.187-189

Jakarta pusat

tel. (62-21) 30039016

Fax. (62-21) 30499017

Jakarta - Pluit KencanaBank Mandiri prioritas Lantai 2,

Jl. raya pluit kencana no.51-53

Jakarta Utara

tel. (62-21) 6667-5519

Jakarta - Pantai Indah KapukElang Laut Boulevard B1 no.41,

Jl. pantai Indah kapuk selatan 

Jakarta Utara 14470

tel. (62-21) 2951-4595

Surabaya - Mandiri Tower 2Gedung Bumi Mandiri tower 2

3rd Floor Jl. panglima sudirman 66-

68, surabaya 60621

tel. (62-31) 535 7218

Fax. (62-31) 535 7219

Surabaya - AdityawarmanJl. adityawarman 98, surabaya

tel. (62-31) 568-4263

Fax. (62-31) 568-4263

Medan - JW MarriottB&G tower, 8th Floor,

Jl. putri hijau no. 10, Medan 20111

tel. (62-61) 8001 0087

Fax. (62-61) 8001 0086

Anak Perusahaan Subsidiarypt Mandiri Manajemen Investasi

plaza Mandiri, 29th Floor

Jl. Jend. Gatot subroto kav. 36-38

Jakarta 12190, Indonesia

tel. (62-21) 526 3505

Fax. (62-21) 526 3506

E-mail. [email protected]

Web. www.mandiri-investasi.co.id

2014 sUMMary rEport | 41

Medan - Tiaratiara Convention Center, 1st Floor

Jl. Imam Bonjol no. 28-30 

Medan 20152

tel. (62-61) 457 1116

Fax. (62-61) 451 4020

Tangerangruko Golden Boulevard s-10

BsD City Jl. pahlawan seribu

tangerang 15322

tel. (62-21) 5316 3280 

Fax. (62-21) 5316 3281

BandungJl. surapati no. 2, Bandung 40115

tel. (62-22) 426 5088

Fax. (62-22) 426 5145

MalangJl. Jaksa agung suprapto

no. 65, Malang 65112

tel. (62-341) 336 440

Fax. (62-341) 336 441

SoloGedung Bank Mandiri purwotomo

Jl. slamet riyadi no. 329,

solo 57142

tel. (62-271) 788 9290

Fax. (62-271) 788 9291 

Yogyakartakantor area Bank Mandiri yogyakarta

Jln. Jend. sudirman no. 32

yogyakarta 55232

tel. (62-74) 560 596

Fax. (62-74) 552 309

MakassarJL. Gunung Latimojong no.147

Makassar 90141

tel. (62-411) 3615390 / 3615391

Fax. (62-411) 3615385

PadangJl. niaga no.165,

padang 25211 

tel. (62-751) 893 799 / 893 788

Fax. (62-751) 22345

Balikpapanruko sentra Eropa

Blok aa no. 8 Ground Floor,

komplek Balikpapan Baru 

Balikpapan 76114 

tel. (62-542) 876 947 

Fax. (62-542) 876 947

BanjarmasinJl. Jenderal ahmad yani no. 467 

Banjarmasin 71111

tel. (62-511) 325 1898

Fax. (62-511) 326 1723

Bandar LampungGedung Bank Mandiri

teluk Betung

Jl. Laksamana Malahayati no.30

Lampung 34223

tel. (62-721) 475 292

PalembangJl. kapten a. rivai no. 27 

palembang 30129 

tel. (62-711) 319 900

Fax. (62-711) 317 879 

PontianakGedung Bank Mandiri

2nd Floor,

Jl. I Gusti ngurah rai

humaera B. 

pontianak 78117

tel. (62-561) 582 293

Fax. (62-561) 582 283

PIPM - AcehJl. teuku Iman Laung Bata

no. 84, Banda aceh

tel. (62-651) 35101

Fax. .(62-651) 35102

PIPM - Batamkompleks Mahkota raya

Blok a no.11

Batam Center

kota Batam,

kepulauan riau

tel. (62-778) 748 3348

Fax. (62-778) 748 3349

Pojok Bursa - UPN VeteranJl. raya rungkut Madya,

Gunung anyar surabaya

tel. (62-31) 879 4257

Fax. (62-31) 878 3778

Pojok Bursa - Universitas AirlanggaJl. Mayjen. prof. Dr. Moestopo

no. 47 surabaya

tel. (62-31) 592 4081

Fax. (62-31) 546 6028

Pojok Bursa - Universitas Syiah KualaJl. tjut nyak arief,

Darussalam,

Banda aceh 23111

tel. (62-651) 755 1265

Fax. (62-651) 755 1265

SemarangBank Mandiri

Cabang semarang pahlawan,

Jl. pahlawan no.3

semarang 50243 

Jawa tengah

tel. (62-24) 831-8661

Pojok Bursa - STIE Widya DharmaJl. hos Cokroaminoto

no. 445

pontianak, 78117

kalimantan timur

tel. (62-561) 739 191

Fax. (62-561) 739 191

Singapore Branch*12, Marina View, #19-06,

asia square tower 2

singapore 018961

tel. (65-65) 89 3880 

Fax. (65-68) 44 9236

*bond distribution and trading only

42 | IkhtIsar Laporan 2014

the following analysis and discussion on financial performance

are based on the financial report for the fiscal year ending on 31

December 2014 and 2013. the Company’s annual financial report has

been audited by the public accounting Firm purwantono, suherman

& surja and obtained rEasonaBLE opinion on every significant

matter related to the consolidated financial report as a whole.

a. Asset

the Company’s assets covered cash and its equivalents, reverse

repo receivables, stock portfolio, customer receivables, receivables

of clearing and underwriting institutions, other receivables, and

other assets. In 2014, the total asset of company declined by 1.4%

from IDr 2,416.2 billion in 2013 into IDr 2,382.6 billion in 2014.

the decline was mostly contributed by a significant decrease of

receivables of other securities companies and stock portfolio.

b. Liability

the total Company’s liabilities include debt to clearing and

underwriting institutions, customer debt, bank loan, revenue,

outstanding fee, employee wage, and other debts. In 2014,

the total liability of the company decreased by 6.4% from IDr

1,464.3 billion in 2013 to IDr 1,370.3 billion in 2014. the biggest

decrease was bank loan, by 65.5%, due to settlement.

c. Equity

Equity includes share equity, general reserve, promissory note,

difference from financial report in foreign currency, profit

balance, total equity of the parent and non-controlling entity.

In 2014, the Company’s total equity as IDr 1,012.3 billion, an

increase of 6.3% from IDr 951.9 billion in 2013, as profit grew in

the current year.

d. Operating Revenue

Mandiri sekuritas recorded operating revenue of IDr 701.6

billion in 2014, an increase of 14.4% from IDr 613.2 in 2013.

this was mostly caused by the growth of revenues from stock

trading intermediary, investment management, financial

advisory, and dividend and interest.

e. Other Comprehensive Revenue

Mandiri sekuritas posted a surplus of IDr 1.6 billion of other

comprehensive revenue in 2014, an increase by IDr 9.7 billion

from the deficit of IDr 8.1 billion in 2013.

analisis dan pembahasan kinerja keuangan berikut mengacu pada

laporan keuangan untuk tahun yang berakhir pada 31 Desember

2014 dan 2013. Laporan keuangan tahunan perusahaan telah diaudit

oleh kantor akuntan publik (kap) purwantono, suherman & surja

dan mendapat opini WaJar dalam semua hal yang secara signifikan

berkaitan dengan laporan keuangan konsolidasi secara keseluruhan.

a. Aset

total aset perusahaan mencakup kas dan setara kas, piutang reverse

repo, portofolio efek, piutang nasabah, piutang dari lembaga

kliring dan penjaminan, piutang lain-lain dan aset lainnya. pada

tahun 2014, total aset perusahaan mengalami penurunan sebesar

1,4% dari rp2.416,2 miliar pada tahun 2013 menjadi rp2.382,6

miliar. penurunan ini terutama disebabkan oleh penurunan yang

signifikan dari piutang perusahaan efek lain dan portofolio efek.

b. Liabilitas

total liabilitas perusahaan terdiri dari utang pada lembaga kliring

dan penjaminan, utang nasabah, pinjaman bank, pendapatan,

biaya masih harus dibayar, penyisihan imbalan kerja karyawan dan

utang lainnya. pada tahun 2014, liabilitas perusahaan menurun

6,4% dari sebesar rp1.464,3 miliar di tahun 2013 menjadi rp1.370,3

miliar di tahun 2014. penurunan terbesar terjadi pada pinjaman

bank sebesar 65,5% yang disebabkan oleh adanya pelunasan.

c. Ekuitas

Ekuitas mencakup modal saham, cadangan umum, surat

berharga, perbedaan yang timbul dari penjabaran laporan

keuangan dalam mata uang asing, saldo laba, total ekuitas

pemegang saham entitas induk dan non pengendali. pada

tahun 2014, jumlah Ekuitas perusahaan adalah sebesar

rp1.012,3 miliar, meningkat 6,3% dibandingkan dengan tahun

2013 sebesar rp951,9 miliar, seiring dengan peningkatan laba

tahun berjalan.

d. Pendapatan Usaha

Mandiri sekuritas membukukan pendapatan usaha sebesar

rp701,6 miliar pada tahun 2014, naik 14,4% dari rp613,2

miliar di tahun 2013. kenaikan ini terutama disebabkan

oleh pertumbuhan pada pendapatan kegiatan perantara

perdagangan efek, pendapatan kegiatan manajer investasi,

pendapatan jasa penasihat keuangan, serta pendapatan

dividen dan bunga.

e. Pendapatan Komprehensif Lainnya

pendapatan komprehensif lain Mandiri sekuritas di tahun

2014 mencatatkan surplus sebesar rp1,6 miliar, mengalami

peningkatan senilai rp9,7 miliar dari defisit sebesar rp8,1 miliar

di tahun 2013.

Kinerja performance

2014 sUMMary rEport | 43

pada tahun 2014, pendapatan komprehensif lain Mandiri

sekuritas berasal dari perubahan nilai wajar efek yang

walaupun masih mengalami kerugian sebesar rp517,4 juta,

jauh menurun dari kerugian di tahun 2013 sebesar rp9,3 miliar.

Jumlah yang ditransfer ke laba rugi tercatat di nilai rp2,2 miliar

jauh meningkat dari defisit di tahun 2013, sedangan selisih kurs

karena penjabaran laporan keuangan dalam mata uang asing

yang tercatat minus rp141 juta.

f. Laba Usaha

pada tahun 2014, Mandiri sekuritas mencatat laba usaha sebesar

rp153,6 miliar, hampir sama dengan tahun 2013 yang tercatat

sebesar rp153,2 miliar. pertumbuhan pendapatan perusahaan

sebesar 14,4% yang diikuti oleh kenaikan beban usaha sebesar 19,1%

menyebabkan tertahannya pertumbuhan laba usaha di tahun 2014.

g. Laba Bersih

perusahaan membukukan laba bersih sebesar rp86,8 miliar pada

tahun 2014, mengalami penurunan 6,8% dari tahun 2013 sebesar

rp93,1 miliar. sepanjang tahun 2014, Mandiri sekuritas mencatatkan

kinerja positif dengan pertumbuhan bisnis sebesar 14,4%. namun

demikian, kenaikan beban usaha 19,1% dan beban lain-lain sebesar

86,1% menyebabkan terjadinya penurunan laba bersih perusahaan.

h. Laba Komprehensif

pada tahun 2014, Mandiri sekuritas sukses mencatatkan jumlah

laba komprehensif sebesar rp88,3 miliar, mengalami kenaikan

sebesar 4% dari rp85 miliar di tahun 2013.

In 2014, other comprehensive revenue of Mandiri sekuritas was

sourced from the change of stock fair value, which despite the

loss of IDr 517.4 million, significantly declined from the loss of

9.3 billion in 2013. the amount transferred to profit and loss was

recorded atIDr 2.2 billion, a significant increase from the deficit

in 2013, while the difference of exchange rate due to financial

report recording in foreign currency was recorded at IDr 141

million.

f. Operating Profit

In 2014, Mandiri sekuritas posted an operating profit of IDr

153.6 billion, similar to the 2013 profit of IDr 153.2 billion.

the increase of operating revenue by 14.4% followed by the

increase of operating expense by 19.1% caused the operating

profit to remain stagnant in 2014.

g. Net Profit

the Company recorded net profit of IDr 86.8 billion in 2014, a

decline by 6.8% from IDr 93.1 billion in 2013. In 2014, Mandiri

sekuritas recorded positive performance with a business

growth of 14.4%. however, the increase of operating expense

by 19.1% and other expense by 86.1% caused a decline in the

company’s net profit.

h. Comprehensive Profit (Loss)

In 2014, Mandiri sekuritas managed to post a comprehensive profit

of IDr 88.3 billion, an increase by 4% from IDr 85 billion in 2013.

44 | IkhtIsar Laporan 2014

Di tahun 2014, dari pendapatan usaha yang sebesar rp701,6 miliar,

perusahaan mencatatkan laba usaha sebesar rp153,6 miliar. sehingga

rasio profitabilitas Mandiri sekuritas pada tahun 2014 mencapai 22%.

Di tengah kondisi industri penjaminan emisi (underwriting) yang

mengalami penurunan, Mandiri sekuritas senantiasa menjaga

pertumbuhan bisnis underwriting dengan porsi yang meningkat sebesar

12% atau sebesar rp12,8 triliun di tahun 2014. sepanjang tahun 2014,

Mandiri sekuritas sukses melaksanakan sebanyak 45 mandat untuk equity

offerings, obligasi dan surat utang lainnya dibanding 34 mandat di tahun

2013. pendapatan dari investment banking pun meningkat hingga 23%,

dari rp112,2 miliar di tahun 2013 menjadi rp138,1 miliar di tahun 2014.

Mandiri sekuritas telah menyelesaikan sejumlah transaksi besar dari

berbagai industri seperti penawaran Umum perdana saham (initial public

offerings/Ipo)Wika Beton, soechi Lines, rights Issue Garuda Indonesia

serta placement saham telkom. Ipo Wika Beton sebesar rp1,2 triliun

disambut antusias pasar, sehingga terjadi tingkat kelebihan permintaan

(oversubscribed) dan memperoleh penghargaan “Best Deal of the year”

dari alpha southeast asia. Mandiri sekuritas telah menyelenggarakan

mandat 23 emiten yang menerbitkan obligasi, di antaranya, ptpp, FIF,

san Finance, asF, pupuk Indonesia dan pegadaian. Mandiri sekuritas

juga dipercaya untuk melaksanakan mandat sebagai penjamin pelaksana

emisi (sole lead underwriter) dalam penerbitan obligasi II Jasa Marga

tahun 2014 senilai rp1 triliun.

Memiliki reputasi sebagai investment bank terkemuka di Indonesia,

Mandiri sekuritas terus menjaga kepercayaan klien dengan

menyelesaikan lebih dari 35 project advisory atau jasa penasihat

keuangan dari berbagai perusahaan terkemuka. pencapaian ini

meningkat dari 28 deal yang diamanatkan kepada perusahaan di

tahun 2013. Beberapa project yang ditangani di antaranya, ptpn 5,

asDp, Waskita karya, ptpp dan kawasan Berikat nusantara.

atas pencapaian tersebut, Mandiri sekuritas menempati posisi

yang dominan dengan pangsa pasar 13,5% untuk kategori Bonds &

Equity di Bloomberg League table 2014.

Lebih lanjut, kepercayaan para investor untuk berinvestasi melalui

Mandiri sekuritas terus meningkat. perusahaan sukses menjaga

kepemimpinannya sebagai broker lokal teraktif di pasar saham dengan

menempati peringkat ke-5 secara umum dan peringkat ke-1 di antara

broker lokal, naik dari peringkat ke-6 di tahun sebelumnya. total nilai

transaksi saham yang dibukukan di tahun 2014 mencapai rp129 triliun

In 2014, from the operating revenue of IDr 701.6 billion, the

Company recorded a profit of IDr 153.6 billion. as such, the

profitability ratio of Mandiri sekuritas in 2014 was 22%.

Faced with an underwriting industry that had been slowing down,

Mandiri sekuritas continues to maintain growth of the underwriting

business with an underwriting growth of 12% or at IDr 12.8 trillion in

2014. throughout 2014, Mandiri sekuritas succeeded in completing

45 deals of equity offerings, bonds and other debentures, compared

to 34 deals in 2013. the revenue from investment banking increased

by up to 23% from IDr 112.2 billion in 2013 to IDr 138.1 billion in

2014.

Mandiri sekuritas has completed several big transactions across

various industries such as the Initial public offerings (Ipo) of

Wika Beton, soechi Lines, Garuda Indonesia’s rights Issue and

telkom share placement. the Ipo of Wika Beton valued at IDr1.2

trillion, received enthusiastic welcome from the market with an

oversubscription and received the “Best Deal of the year” award

from alpha southeast asia. Mandiri sekuirtas has completed 23

deals from bond-issuing emitters, including ptpp, FIF, san Finance,

asF, pupuk Indonesia and pegadaian. Mandiri sekuritas was also

trusted as the sole lead underwriter for the issuance of Bond II of

Jasa Marga for 2014 at IDr 1 trillion.

With a reputation as a leading investment bank in Indonesia, Mandiri

sekuritas continues to maintain the clients’ trust by completing

more than 35 advisory projects for various leading companies. this

is an improvement from the 28 deals completed by the Company

in 2013. the projects handled include ptpn 5, asDp, Waskita karya,

ptpp and kawasan Berikat nusantara.

For such achievements, Mandiri sekuritas has secured itself a

dominant position with a market share of 13.5% for the category of

Bonds & Equity in the Bloomberg League table 2014.

Furthermore, the trust of the investors to invest through Mandiri

sekuritas keeps improving. the Company successfully maintained

its leadership as the most active local broker in the stock market,

ranked 5th in general and 1st among the local brokers, rising from

the 6th place in the previous year. the total share transaction value

recorded in 2014 is IDr 129 trillion with a market share of 4.4%.

Kinerja performance

2014 sUMMary rEport | 45

dengan pangsa pasar 4,4%. nilai transaksi ini meningkat 20% dari

tahun 2013 dimana nilai total transaksi saham sebesar rp115,2 triliun

dengan pangsa pasar 3,8%.

tahun 2014 ditutup dengan kenaikan Indeks harga saham Gabungan

(IhsG) mencapai 22,3% dari level 4.274 di akhir tahun 2013 ke level

5.227 basis poin. pertumbuhan ini didorong oleh derasnya arus modal

asing yang masuk hingga rp42,6 triliun. Di saat yang sama, kapitalisasi

pasar IhsG tumbuh 23,9% menjadi rp5.228 triliun dari rp4.219 triliun

di akhir 2013.

Mandiri sekuritas sukses mempertahankan posisinya sebagai broker

lokal teraktif di pasar saham dengan volume transaksi total rp129

triliun, meningkat 20% dari rp115,2 triliun di tahun 2013. penguasaan

pangsa pasar Mandiri sekuritas di pasar saham terus meningkat dari

peringkat 6 (dengan pangsa pasar 3,8%) ke peringkat 5 (dengan

pangsa pasar 4,4%).

pertumbuhan volume transaksi ini didorong oleh basis nasabah

Mandiri sekuritas yang meningkat hampir 75% menjadi 38.380 dari

21.993 di tahun 2013.

Mandiri sekuritas secara strategis terus meningkatkan jaringan

distribusi guna memudahkan akses masyarakat ke pasar modal

Indonesia. Di tahun 2014, berkat sinergi yang sangat erat dengan Bank

Mandiri, Mandiri sekuritas berhasil memiliki jaringan distribusi terluas

dengan 265 kantor cabang untuk melayani seluruh nasabah. Jaringan

kantor cabang tersebar melalui 31 kantor cabang Mandiri sekuritas di

Indonesia dan luar negeri (singapura), serta melalui kerjasama dengan

Bank Mandiri melalui program Retail Referral Brokerage (rrB) di 234

kantor cabang Bank Mandiri dan Mandiri prioritas di Indonesia.

selain itu, Mandiri sekuritas juga secara konsisten mengedukasi

masyarakat untuk berinvestasi di pasar Modal melalui sejumlah

program, di antaranya Investasi Cerdas bersama Bursa Efek

Indonesia (BEI). perusahaan bersama Bank Mandiri juga mendukung

program pemerintah melalui Gerakan nasional Cinta pasar Modal

(Genta pasar Modal) yang diinisiasi oleh BEI.

perusahaan juga telah mengoptimalkan transaksi saham dengan layanan

online trading berbasis client yang dikembangkan melalui kerjasama

dengan Daishin securities Co., Ltd. perusahaan juga menyediakan aplikasi

mobile yang dapat diakses melalui komputer tablet serta smartphone

yang menggunakan platform ios, android, dan Blackberry.

this transaction value is a 20% increase from 2013, which recorded

a total share transaction of IDr 115.2 trillion with a market share of

3.8%.

the year 2014 ended with the Indonesian Composite Index (IhsG)

closed at 22.3% from 4,274 in the end of 2013 to 5,227. the growth

was driven by the flow of incoming foreign capital at IDr 42.6

trillion. at the same time, the capitalization of the IhsG market grew

by 23.9% to IDr 5,228 trillion from IDr 4,219 trillion in the end of

2013.

Mandiri sekuritas successfully maintained its position as the most

active local broker in the stock market with a total volume of

transaction of IDr 129 trillion, increasing by 20% from IDr 115.2

trillion in 2013. the market control of Mandiri sekuritas in the stock

market keeps increasing from the 6th position (with a market share of

3.8%) to the 5th position (with a market share of 4.4%).

the transaction volume was boosted by the increase of Mandiri

sekuritas’ customer base by 75% to 38,380 from 21,993 in 2013.

Mandiri sekuritas continues to strategically expand its distribution

network to provide better access to the Indonesian capital market. In

2014, due to the close synergy with Bank Mandiri, Mandiri sekuritas

successfully gained the most expansive distribution network with 265

branch offices to serve all customers. the network of branch offices

was spread across 31 branch offices of Mandiri sekuritas in Indonesia

and overseas (singapore), as well as through cooperation with Bank

Mandiri through the retail referral Brokerage (rrB) program in 234

branch offices of Bank Mandiri and Mandiri prioritas in Indonesia.

Moreover, Mandiri sekuritas consistently educated the people to invest

in the Capital Markets through several programs, including Investasi

Cerdas bersama Bursa Efek Indonesia (BEI)/smart Investment with the

Indonesian stock Exchange (BEI). the Company in cooperation with

Bank Mandiri also supported Government’s program through the

Gerakan nasional Cinta pasar Modal (Genta pasar Modal).

the Company also optimized stock trading through online client-

based service in partnership with Daishin securities Co., Ltd. the

Company also provided mobile applications accessible with tablet

and smartphone using ios, android, and Blackberry platforms.

46 | IkhtIsar Laporan 2014

sebagai salah satu pemain kunci dalam pasar obligasi khususnya

surat Utang negara (sUn), Mandiri sekuritas tetap konsisten dalam

mempertahankan posisi tersebut. Mandiri sekuritas terus menjadi

bagian penting dalam perdagangan surat Utang negara (sUn) di

pasar sekunder dengan mencatatkan volume transaksi sebesar rp76

triliun, naik 25% dari tahun 2013 yang sebesar rp61 triliun. pencapaian

volume transaksi ini mewakili 12,6% dari pangsa pasar di tahun 2014.

perusahaan juga senantiasa berperan aktif di pasar perdana dengan

menjadi salah satu primary dealer yang ikut serta dalam lelang

surat utang yang diterbitkan oleh pemerintah rI secara berkala.

hal tersebut terwujud berkat modal utama Mandiri sekuritas

seperti basis nasabah dan jaringan distribusi yang luas, sDM yang

berpengalaman, tim riset yang andal, serta dukungan infrastruktur

yang kuat.

as one of the top players in bonds trading, especially for Government

Bonds (sUn), Mandiri sekuritas remains consistent in securing its

position. Mandiri sekuritas has consistently retained its vital role

in Government Bond (sUn) trading in the secondary market with

a transaction volume of IDr 76 trillion, an increase of 25% from IDr

61 trillion in 2013. the transaction volume represents 12.6% of the

market share in 2014.

the company also continued to actively participate in primary

market by routinely participating as one of the primary dealers in

the auction of bonds published by the Government of republic

of Indonesia. It is made possible by Mandiri sekuritas’ main assets,

namely an expansive customer base and distribution network,

experienced human resources, capable research team, and strong

infrastructure support.

Kinerja performance

2014 sUMMary rEport | 47

selama tahun 2014 Divisi research telah mempublikasikan 225

laporan terkait makro ekonomi, 369 fixed income report, dan 604

equity report yang didistribusikan secara luas kepada nasabah-

nasabah utama, baik di dalam maupun di luar negeri.

Dari kegiatan perantara perdagangan Efek pada tahun 2014,

pertumbuhan rata-rata perdagangan efek Mandiri sekuritas mengalami

kenaikan signifikan sebesar 20% menjadi rp612 miliar per hari.

kenaikan ini menempatkan Mandiri sekuritas sebagai broker lokal

teraktif di pasar saham dengan membukukan nilai transaksi yang

meningkat sebesar 12% dari rp115,2 triliun di tahun 2013 menjadi

rp129 triliun dan penguasaan pangsa pasar sebesar 4,4% (naik dari

tahun 2013 sebesar 3,8%).

Dari kegiatan manajemen investasi yang dijalankan anak usaha

perusahaan, pt Mandiri Manajemen Investasi, membukukan

pendapatan sebesar rp185,9 miliar, meningkat sebesar 2% dari

rp182,2 miliar di tahun 2013. pada tahun 2014, Mandiri Investasi

memiliki asset under management (aUM) sebesar rp24,616 triliun.

penjaminan emisi merupakan pembuatan kontrak dengan emiten

untuk melakukan penawaran Umum bagi kepentingan emiten

dengan atau tanpa kewajiban untuk membeli sisa efek yang tidak

terjual. selama tahun 2014, Mandiri sekuritas berhasil menyelesaikan

45 mandat penjamin emisi yang terdiri dari 23 mandat penjamin

emisi saham, tujuh (7) equity offerings dan 15 surat utang lainnya.

Dalam segmen usaha jasa penasihat keuangan, Mandiri sekuritas

sukses menyelesaikan 35 deal jasa penasihat keuangan, atau

meningkat 25% dari 28 deal di tahun 2013.

Jasa penasihat keuangan merupakan kegiatan yang berkaitan

dengan aksi korporasi, yaitu memberikan nasihat dalam rangka

penerbitan efek, penggabungan, peleburan, pengambilalihan,

pemisahan, dan atau restrukturisasi, serta kegiatan lain sesuai

dengan ketentuan yang ditetapkan oJk dan peraturan perundang-

undangan yang berlaku.

pendapatan bunga dan dividen tercatat sebesar rp156,2 miliar

pada tahun 2014, meningkat 33,5% dari rp117 miliar di tahun

2013. kenaikan ini terutama disebabkan oleh kenaikan signifikan

pendapatan bunga dari piutang reverse rEpo dan bunga transaksi

nasabah.

throughout 2014, the research Division has published 225

macroeconomic reports, 369 fixed income reports, and 604 equity

reports, which were then distributed to the top customers in the

country and abroad.

From securities Brokerage activity in 2014, the average growth rate

of Mandiri sekuritas’ stock trading significantly increased by 20% to

IDr 612 billion per day.

the increase secured Mandiri sekuritas’ position as the most active

broker with a trading value that increased by 12% from IDr 115.2

trillion in 2013 into IDr 129 trillion and a market share of 4.4%

(increasing from 2013 by 3.8%).

From investment management conducted by the Company’s

subsidiary, pt Mandiri Manajemen Investasi, recorded revenue of

IDr 185.9 billion, an increase by 2% from IDr 182.2 billion in 2013.

In 2014, Mandiri Investasi possessed an asset under management

(aUM) of IDr 24.616 trillion.

Underwriting is a contract agreement with issuing corporation to

conduct a public offering on behalf of the issuing corporation with

or without an obligation to purchase the remaining unsold stock.

throughout 2014, Mandiri sekuritas has completed 45 underwriting

deals consisted of 23 stock underwriting, seven (7) equity offerings

and 15 other bonds.

In terms of financial advisory, Mandiri sekuritas successfully

completed 35 financial advisory deals, increasing by 25% from 28

deals in 2013.

Financial advisory is a service related to corporate actions, which

entailed giving advices on securities issuance, merger, consolidation,

acquisition, disassociation, and or restructuring, as well as other

activities in compliance with the regulations of the Financial service

authority and the prevailing laws and regulations.

Interest and dividend revenue has reached IDr 156.2 billion in 2014,

an increase of 33.5% from IDr 117 billion in 2013. the increase was

mostly caused by a significant increase of income from reverse

rEpo claims and customer transaction interest.

48 | IkhtIsar Laporan 2014

pendapatan dari portofolio efek tercatat mengalami kenaikan

sebesar 247,8% dari rp15,5 miliar di tahun 2013 menjadi rp53,9

miliar di tahun 2014. kenaikan ini disebabkan oleh peningkatan laba

terealisasi atas penjualan saham yang pada tahun 2013 mengalami

defisit, peningkatan laba terealisasi atas penjualan obligasi, serta

laba belum terealisasi atas efek untuk diperdagangkan. Dalam

kegiatan usaha lainnya, Mandiri sekuritas berhasil mencatatkan

perolehan pendapatan sebesar rp1,3 miliar, meningkat signifikan

sebesar 199,7% dibandingkan dengan tahun sebelumnya sebesar

rp441,6 juta. kenaikan ini didorong oleh pertumbuhan jasa

custodian-saham, jasa penjaminan efek-kpEI dan jasa custodian-

transaksi obligasi.

stock portfolio revenue increased by 247.8% from IDr 15.5 billion

in 2013 to IDr 53.9 billion in 2014. this is caused by the increase of

realized profit of shares sales, which experienced a deficit in 2013,

realized profit of bonds sales, and unrealized profit of stocks to be

traded. From other business activities, Mandiri sekuritas has posted

revenue of IDr 1.3 billion, a big increase by 199.7% compared to

the previous year revenue of IDr 441.6 million. the increase was

boosted by the growth of the share-custodian service, securities-

kpEI underwriting and bond custodian service.

Kinerja performance

2014 sUMMary rEport | 49

Prospek Usaha Business prospects

Memasuki era pemerintahan baru, program pembangunan dan

pengembangan infrastruktur menjadi agenda utama pemerintah

guna meningkatkan perekonomian nasional. komitmen tersebut

memberikan ruang bagi industri pasar Modal sebagai salah satu

penggerak perekonomian untuk berkontribusi melalui penyediaan

kapital guna mendanai proyek-proyek infrastruktur nasional.

Melihat peluang tersebut, Mandiri sekuritas optimistis dapat

memperkuat dan meningkatkan posisi dominan di industri

pasar Modal Indonesia pada tahun 2015. Mandiri sekuritas terus

memperkuat sinergi dengan Bank Mandiri untuk menyediakan solusi

pendanaan bagi korporasi melalui mekanisme penerbitan emisi

saham, obligasi atau surat utang lainnya.

Dengan berkurangnya risiko politik di Indonesia dan ditingkatkannya

outlook credit rating Indonesia, IhsG diproyeksikan akan mencapai

level 6.350 di akhir tahun 2015. katalis tersebut semakin meningkatkan

optimisme Mandiri sekuritas untuk dapat meraih pencapaian yang

positif di tahun 2015.

Guna merealisasikannya, Mandiri sekuritas akan terus memperkuat

sinergi dengan Bank Mandiri untuk menjangkau investor ritel secara lebih

luas melalui program rrB. perusahaan juga akan melakukan engagement

secara lebih intensif dengan basis klien dan nasabah yang ada.

perusahaan juga secara konsisten akan terus mengedukasi masyarakat

untuk memberikan pemahaman yang benar dalam berinvestasi di

pasar Modal. sehingga, akan lebih banyak investor-investor lokal yang

mendapatkan manfaat dari berinvestasi saham di masa mendatang.

Dalam tiga tahun terakhir, Mandiri sekuritas terus bersinergi dengan

BEI melalui rangkaian program edukasi Investasi Cerdas.

Dari sisi internal, perusahaan akan meningkatkan kualitas layanan

dengan menyempurnakan standar tata kelola dan infrastruktur

penunjang yang baik dari sisi implementasi maupun pemahaman

terhadap model bisnis Mandiri sekuritas.

Dengan pandangan yang optimistis, Mandiri sekuritas bertekad

untuk mempertahankan posisi sebagai investment bank terkemuka

di Indonesia, sekaligus terus meningkatkan kinerja dan kontribusinya

kepada pemegang saham. kondisi ekonomi domestik yang

menguntungkan akan memacu perusahaan untuk meraih hasil positif

bagi pemegang saham, nasabah dan industri jasa keuangan pada

umumnya.

Entering the era of the new government, infrastructure construction

and development have become the main priority of the Government

to improve national economy. the commitment allows the Capital

Market industry as an economic driver to contribute by providing

capital for the funding of national infrastructure projects.

With such opportunity, Mandiri sekuritas is confident with its ability

to strengthen its dominant position in the Indonesian Capital Market

industry in 2015. Mandiri sekuritas continues to improve synergy

with Bank Mandiri to provide financing solutions for corporations

through stock issuance, bonds or other debentures.

as the political risk in Indonesia decline and the Indonesian outlook

credit rating increase, the IhsG is projected to reach 6,350 by the

end of 2015. the catalyst further improves Mandiri sekuritas’

confidence in its ability to have positive achievement in 2015.

to that end, Mandiri sekuritas will continue to improve synergy

with Bank Mandiri to reach more retail investors through the rrB

program. the Company also will conduct engagement more

intensively with its client and customer base.

the Company will also continue to consistently educate the

people to provide understanding on investment in the Capital

Markets. as such, more local investors will reap the benefit of stock

investment in the future. In the last three years, Mandiri sekuritas

has continuously synergized with the Indonesian stock Exchange

through a series of smart Investment education programs.

Internally, the Company will improve its service quality by refining

the standard of governance and supporting infrastructure in terms

of implementation as well as understanding of Mandiri sekuritas’

business model.

With a positive outlook, Mandiri sekuritas is determined to

maintain its position as a leading investment bank in Indonesia,

and to continuously improve its performance and contribution to

the shareholders. the beneficial domestic economy will drive the

Company to perform positively for the shareholders, customers and

the financial industry in general.

50 | IkhtIsar Laporan 2014

Tata Kelola Corporate Governance

Mandiri sekuritas terus berusaha mempertahankan tata kelola

perusahaan yang Baik (Good Corporate Governance “GCG”) sebagai

salah satu faktor kunci bagi kelangsungan pertumbuhan bisnis

perusahaan. perusahaan meyakini bahwa implementasi GCG akan

membawa kepercayaan pemangku kepentingan dan memberikan

nilai tambah kepada pemegang saham.

karena itulah, Mandiri sekuritas memegang teguh komitmen untuk

melaksanakan GCG secara sistematis, terstruktur, dan menyeluruh,

mulai dari Dewan komisaris, Direksi, sampai seluruh karyawan

Mandiri sekuritas. tentunya, prinsip GCG ini juga diterapkan sejalan

dengan berbagai aspek kegiatan operasional dan bisnis perusahaan

yang mencakup transparansi, kemandirian, akuntabilitas, tanggung

jawab, dan kewajaran.

ASSESSMENT GCG

Landasan pelaksanaan penilaian GCG di perusahaan mengacu pada

pernyataan tersirat dari anggaran Dasar perusahaan. pelaksanaan

GCG di Mandiri sekuritas berlandaskan 5 (lima) prinsip dasar, yakni:

1. transparansi (transparency) yaitu keterbukaan dalam

mengemukakan informasi yang material dan relevan serta

keterbukaan dalam melaksanakan proses pengambilan keputusan;

2. akuntabilitas (accountability) yaitu kejelasan fungsi dan

pelaksanaan pertanggungjawaban organ perusahaan sehingga

pengelolaannya berjalan secara efektif;

3. pertanggungjawaban (responsibility) yaitu kesesuaian pengelolaan

perusahaan dengan peraturan perundang-undangan yang

berlaku dan prinsip pengelolaan perusahaan yang sehat;

4. Independensi (independency) yaitu pengelolaan perusahaan

secara profesional tanpa pengaruh/tekanan dari pihak

manapun; dan

5. kewajaran (fairness) yaitu keadilan dan kesetaraan dalam

memenuhi hak-hak stakeholders yang timbul berdasarkan

perjanjian dan peraturan perundang-undangan yang berlaku.

penilaian terhadap pelaksanaan GCG yang berlandaskan pada 5

(lima) prinsip dasar tersebut dikelompokkan dalam suatu sistem

tata kelola (governance) yang terdiri dari 3 (tiga) aspek governance,

yaitu struktur tata kelola (governance structure), proses tata kelola

(governance process), dan hasil tata kelola (governance outcome).

Mandiri sekuritas continued to maintain good corporate governance

as one of the key factors in the sustainability of company business.

the Company is confident that GCG implementation will bring the

trust of stakeholders and additional value to shareholders.

therefore, Mandiri sekuritas is strongly committed to implement

GCG in systemic, structured, and thorough manner, starting from

the Board of Commissioners and Directors to every employee of

Mandiri sekuritas. the GCG principle is obviously implemented

in line with the Company’s numerous business and operational

aspects that included transparency, self-sufficiency, accountability,

responsibility, and fairness.

GCG ASSESSMENT

the basis of necessity for GCG assessment in the Company is rooted

in the implied statement from the Company’s article of association.

the implementation of GCG in Mandiri sekuritas revolved around 5

(five) basic principles:

1. transparency, which means an openness in disclosing

substantive and relevant information, as well as openness in

decision-making process;

2. accountability, which means a clear function and execution

of responsibilities by the Company’s elements so that the

management could function effectively;

3. responsibility, which means a compatibility between the

Company’s management and the existing laws as well as

healthy management principles;

4. Independency, which means the Company’s management is

conducted professionally without pressure/influence from any

party; and

5. Fairness, which means fairness and equality are being applied

in fulfilling the rights of stakeholders based on existing

agreements and laws.

assessment toward GCG implementation as revolved around the

aforementioned 5 (five) basic principles is classified into three

aspects of governance system; governance structure, governance

process, and governance outcome.

2014 sUMMary rEport | 51

selanjutnya dalam rangka memastikan penerapan 5 (lima) prinsip

dasar GCG sebagaimana tersebut di atas, Mandiri sekuritas

melakukan penilaian sendiri (self assessment) secara berkala,

meliputi 11 (sebelas) Faktor penilaian pelaksanaan GCG, yaitu:

1. pelaksanaan tugas dan tanggung jawab Dewan komisaris;

2. pelaksanaan tugas dan tanggung jawab Direksi;

3. kelengkapan dan pelaksanaan tugas komite;

4. penanganan benturan kepentingan;

5. penerapan fungsi kepatuhan;

6. penerapan fungsi audit intern;

7. penerapan fungsi audit ekstern;

8. penerapan manajemen risiko termasuk sistem pengendalian

internal;

9. penyediaan dana kepada pihak terkait (related party) dan

penyediaan dana besar (large exposures);

10. transparansi kondisi keuangan dan non keuangan perusahaan,

laporan pelaksanaan GCG dan pelaporan internal; dan

11. rencana strategis perusahaan.

adapun hasil penilaian GCG tahun 2014 yang dilakukan perusahaan

dengan menggunakan metode self-assessment mendapatkan

nilai komposit GCG sebesar 1,31 yang mencerminkan bahwa

perusahaan telah melakukan penerapan Good Corporate Governance

yang secara umum baik.

Di tahun 2014, Mandiri sekuritas telah menyempurnakan perangkat

GCG antara lain Whistleblowing system, kebijakan strategi anti

Fraud, restricted List saham yang dapat ditransaksikan oleh

karyawan Mandiri sekuritas, surat pernyataan kode Etik account

officer/sales serta kebijakan penerimaan hadiah.

next, in order to ensure the implementation of the aforementioned

5 (five) basic GCG principles, Mandiri sekuritas conducted a

periodic self-assessment that included 11 (eleven) Factors of GCG

Implementation assessment:

1. Execution of tasks and responsibilities of Board of Commissioners;

2. Execution of tasks and responsibilities of Directors;

3. Comprehensiveness and execution of tasks of Committee;

4. handling of conflict of interest;

5. application of obedience;

6. Implementation of internal audit;

7. Implementation of external audit;

8. Implementation of risk management, including internal control

system;

9. procurement of funding to related party and large exposures;

10. transparency of Company’s financial and non-financial state,

report of GCG implementation and internal report; and

11. strategic plan of Company.

Whereas, the result of GCG assessment in 2014 conducted by the

Company with self-assessment method yielded a composite

GCG value of 1.31, which means that the Company has generally

implemented Good Corporate Governance well.

In 2014, Mandiri sekuritas has refined GCG facilities that included,

among some, Whistleblowing system, anti-Fraud strategic policy,

restricted List of tradeable stocks by employees of Mandiri

sekuritas, statement Letter of Code of Conduct for account officer/

sales, and Gift acceptance policy.

52 | IkhtIsar Laporan 2014

Mandiri sekuritas menyadari bahwa dukungan dan kepercayaan

masyarakat merupakan hal terpenting bagi pertumbuhan dan

perkembangan perusahaan. Mandiri sekuritas telah memiliki program

kegiatan Csr berkelanjutan yang bertujuan tidak hanya untuk

meningkatkan kesejahteraan sosial dan peningkatan kualitas hidup

masyarakat, namun juga memberikan nilai tambah kepada seluruh

pemangku kepentingan.

hubungan harmonis antara perusahaan dengan masyarakat

merupakan salah satu faktor utama dalam membangun bisnis yang

berkelanjutan. perusahaan meyakini keharmonisan ini sebagai

dasar untuk memberikan nilai tambah bagi masyarakat sebagai

salah satu pemangku kepentingan yang utama dan melampaui

kepatuhan hukum yang ditetapkan dalam Undang–Undang nomor

40 tahun 2007 tentang perseroan terbatas Bab mengenai tanggung

Jawab sosial perusahaan.

pada tahun 2014, perusahaan menyelenggarakan beberapa program

pengembangan sosial dan kemasyarakatan sebagai berikut:

1. pemberian bantuan untuk korban bencana banjir di daerah Jakarta,

tangerang dan Bekasi, berupa selimut, peralatan mandi dan obat-

obatan;

2. pembangunan sarana MCk, Budidaya Ikan Lele dan pengobatan

Gratis untuk masyarakat Desa selapajang Jaya, kecamatan

neglasari, kota tangerang (Bakti sosial ramadhan);

Mandiri sekuritas is aware that the people’s trust and support are

the most vital element of the company’s growth and development.

therefore, Mandiri sekuritas has designed continuous Csr

programs not only aimed to improve the social welfare and living

quality of the community, but also presented additional values to

stakeholders.

the good relationship between the Company and the community

is one of the main factors in building a sustainable business. the

Company believed that the relationship could as a foundation to

provide additional values to the community as one of the main

stakeholders, and exceed the legal obligation set in the Law no.

40/2007 regarding Corporate social responsibility.

In 2014, the company conducted several following Csr programs in

the subject of social and community development:

1. aid to the flood victims in Jakarta, tangerang, and Bekasi, in

form of blanket, bathing equipments, and medicine;

2. Establishment of bathroom facilities, catfish cultivation, and

free healthcare services in selapajang Jaya Village, neglasari

sub-district, tangerang City (ramadhan social aid program);

Tanggung Jawab Sosial Perusahaan Corporate social responsibility

pembangunan sarana MCk, Budidaya Ikan Lele dan pengobatan Gratis untuk masyarakat Desa selapajang Jaya, kecamatan neglasari, kota tangerang (Bakti sosial ramadhan)Establishment of bathroom facilities, catfish cultivation, and free healthcare services in selapajang Jaya Village, neglasari sub-district, tangerang City (ramadhan social aid program)

2014 sUMMary rEport | 53

3. Bantuan untuk renovasi ruang belajar yayasan nurani Insani

sebuah komunitas anak-anak Jalanan yang berlokasi di

kedoya, Jakarta Barat;

4. Bantuan untuk renovasi gedung sekolah dan sarana MCk

pendidikan anak Usia Dini (paUD) & taman pendidikan Quran

(tpQ) al Ubaidillah, serpong;

5. Bantuan untuk renovasi gedung sekolah dan perbaikan sarana

MCk Madrasah Diniyah riadul Ulum, Bogor;

6. Bantuan renovasi gedung sekolah pesantren Mathlaul sobriah,

rumpin, Bogor;

7. Wakaf al-Quran untuk penghuni Lapas salemba, rehabilitasi

narkoba Bogor, dan pondok penghafal Qur’an Depok dan

Ikatan tunanetra DkI Jakarta.

8. Bantuan Dana operasional untuk pusat pendidikan al-Qur’an

al-Mubin, pulogadung

9. kegiatan Donor Darah bekerja sama dengan pMI dan yayasan

sayap Ibu, Bintaro.

tanggung jawab sosial perusahaan di bidang pendidikan,

perusahaan memiliki 2 (dua) program utama, yaitu :

1. Program Mandiri Sekuritas Goes to Campus

a. penyelenggaraan seminar pasar Modal konvensional

dan syariah kepada santri di pondok pesantren annur 1,

Buluwalang, Malang bekerja sama dengan pt Bank Mandiri

(persero) tbk serta pemberian Bantuan pendidikan kepada

10 pondok pesantren di Jawa timur.

b. penyelenggaraan Workshop pasar Modal dengan tema

“akademisi Cinta pasar Modal” bekerja sama dengan pt. Bursa

Efek Indonesia (pt. BEI) serta peresmian Gallery Investasi Mandiri

sekuritas di Fakultas Ekonomi, Universitas airlangga, surabaya;

c. seminar Edukasi pasar Modal untuk mahasiswa Universitas

Islam negeri syarif hidayatullah, bekerja sama dengan sIpF

(securities Investor protection Fund)

3. assistance in classroom renovation of nurani Insani Foundation,

a community for underprivileged children in kedoya, West Java;

4. assistance in school building and bathroom facilities renovation

in al Ubaidillah pre-school & Qur’an tutorial Course, serpong;

5. assistance in school building renovation and bathroom facility

reparation in Madrasah Diniyah riadul Ulum, Bogor;

6. school building renovation in Mathlaul sobriah Islamic

Boarding school, rumpin, Bogor;

7. al-Quran Charity for the residents/members of salemba

Correctional Facility, Bogor rehabilitation Clinic, Depok Qur’an

recital academy, and association of Blind DkI Jakarta Citizens.

8. operational Funding aid for the al-Qur’an teaching Center in

al-Mubin, pulogadung

9. Blood Donation in partnership with Indonesian red Cross and

sayap Ibu Foundation, Bintaro.

For Csr in education, the Company has 2 (two) main programs,

which are:

1. Mandiri Sekuritas Goes to Campus

a. Conventional and shari’ah stock Market Workshop to the

students in annur 1 Islamic Boarding school, Buluwalang,

Malang in partnership with pt Bank Mandiri (persero) tbk;

and Educational aid to 10 Islamic boarding schools in East

Java.

b. stock Market Workshop themed “academics Love stock

Market” in partnership with pt. Bursa Efek Indonesia (pt. BEI);

and inaguration of Mandiri sekuritas Investment Gallery in

Faculty of Economy, airlangga University, surabaya;

c. stock Market Educational Workshop for the students of

syarif hidayatullah Islamic public University, in partnership

with (securities Investor protection Fund)

kegiatan Donor Darah bekerja sama dengan pMI dan yayasan sayap Ibu, Bintaro

Blood Donation in partnership with Indonesian red Cross and sayap Ibu Foundation, Bintaro

54 | IkhtIsar Laporan 2014

d. penyelenggaraan Indonesia Investment Banking Competition

yang diikuti oleh sejumlah Universitas negeri dan swasta

terkemuka di seluruh Indonesia serta Workshop dengan

tema Investment Banking Indonesia, bekerja sama dengan

Universitas prasetya Mulya, Jakarta;

e. penyelenggaraan seminar Ekonomi dan pasar Modal serta

peresmian Gallery Investasi Mandiri sekuritas bertempat di

Fakultas Ekonomi staIn, pamekasan, Madura.

f. Workshop Edukasi pasar Modal untuk siswa-siswi sMa

tarakanita, pluit

g. pelatihan pasar Modal untuk mahasiswa s2/peneliti senior

Universitas Maroko, bekerja sama dengan stIE takzia.

h. penyelenggaraan seminar Ekonomi dan pasar Modal serta

peresmian Gallery Investasi Mandiri sekuritas bertempat di

Fakultas Ekonomi, Universitas syah kuala, Banda aceh.

2. Program Beasiswa

a. pemberian bantuan dana pendidikan kepada keluarga

almarhum/almarhumah dan keluarga pensiunan karyawan

Mandiri sekuritas untuk tingkat sD, sMp, sMa dan perguruan

tinggi;

b. pemberian Beasiswa untuk siswa berprestasi dari keluarga

non-staff dilingkungan pt Mandiri sekuritas tingkat sD.

sMp dan sMa.

program Csr perusahaan dalam bidang lingkungan adalah sebagai

berikut:

a. penanaman terumbu karang di wilayah pulau kepayang, Belitung

timur; pelepasan anak penyu ke habitat aslinya dalam rangka

menjaga kelestarian penyu yang saat ini sudah semakin sedikit

populasinya .

d. Indonesia Investment Banking Competition, with

participants from renowned state and private Universities

throughout Indonesia, as well as Indonesia Investment

Banking Workshop in partnership with prasetya Mulya

University, Jakarta;

e. stock Market and Economy Workshop as well as inaguration

of Mandiri sekuritas Investment Gallery in Faculty of

Economy, staIn, pamekasan, Madura.

f. stock Market Educational Workshop for high school

students of sMa tarakanita, pluit

g. stock Market training for Master’s Degree undergraduates/

senior researchers in University of Morocco, in partnership

with stIE takzia.

h. stock Market and Economy Workshop as well as inaguration

of Mandiri sekuritas Investment Gallery in Faculty of

Economy, syah kuala University, Banda aceh.

2. Scholarship Programs

a. Educational fundings to the family of deceased employees

and pensioners of Mandiri sekuritas for Elementary, Junior

high, senior high, and University stages;

b. scholarship grant to accomplished students from a non-

staff family within the surrounding community of pt

Mandiri sekuritas for Elementary, Junior high, senior high,

and University stages.

the Company’s Csr-Environment programs are as follow:

a. planting coral reefs in the vicinity of kepayang Island, East

Belitung; releasing young tortoises to the sea, as a part to

preserve the species’ dwindling population.

seminar pasar Modal konvensional dan syariah kepada santri di pondok pesantren annur 1, Buluwalang, Malang bekerja sama dengan pt Bank Mandiri (persero) tbkConventional and shari’ah stock Market Workshop to the students in annur 1 Islamic Boarding school, Buluwalang, Malang in partnership with pt Bank Mandiri (persero) tbk

Indonesia Investment Banking Competition yang diikuti oleh sejumlah Universitas negeri dan swasta terkemuka di seluruh IndonesiaIndonesia Investment Banking Competition, with participants from renowned state and private Universities throughout Indonesia

2014 sUMMary rEport | 55

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