pengantar etik penelitian - kg unsoed
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Pengantar Etika Penelitian(Introduction to Research Ethics)
Dr. Amalia Muhaimin, MSc.
Department of Bioethics; Research Ethics Committee
Faculty of Medicine, Universitas Jenderal Soedirman
Branches of Bioethics
Bioethics
Publichealthethics
Clinicalethics
Researchethics
Environ-mentalethics
Bioethicseducation
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Learning objectives
1. Historical background
2. Issues in research ethics
3. Research ethics guidelines
4. Basic principles in research ethics
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What is research ethics?
What do you know about research ethics?
What is the historical background?
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Historical Background
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Historical Background
Ibnu Sina (Avicenna)
(980-1037)
Introduced
experimentation into
medicine and the idea of
a set of rules for testing
the effectiveness of
treatments
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Avicennas Cannon
1. The drug must be free from any extraneous acc idental quality
2. It must beused on a simple, not a composite, disease3. The drug must be tested with two contrary types of disease,
because sometimes a drug cures one disease by its essentialqualities and cures another by its accidental ones
4. The quality of the drug must correspond to the strength of thedisease
5. The time of action must be observed, so that essence andaccident are not confused
6. The effect of the drug must be seen to occur constantly or inmany cases, for if did this not happen, it was an accidental effect
7. The experimentation must be done with the human body, fortesting a drug on a lion or a horse might not prove anything aboutits effect on men
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NAZI Human Experimentations
1. Experiments on twins
2. Bone, muscle, and nerve transplantation experiments
3. Head injury experiments
4. Freezing experiments
5. Malaria experiments
6. Mustard gas experiments
7. Sulfonamide experiments
8. Sea water experiments
9. Sterilization experiments10. Experiments with poison
11. Incendiary bomb experiments
12. High altitude experiments
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The Nuremburg Trials (1946-1947)
To prosecute the accused Nazi
doctors
A list of ethical guidelines for
the conduct of research The
Nuremberg Code
The Nuremberg Code consisted
often basic ethical principlesthat the accused violated.
Birth ofmodern research ethics
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The Nuremburg Code
1. Participants must voluntarily consent to research participation
2. Research aims should contribute to thegood of society
3. Research must be based on sound theory andprior animal testing
4. Research must avoid unnecessary physical and mental suffering
5. No research projects can go forward where serious injury and/or deathare potential outcomes
6. The degree ofrisk taken with research participants cannot exceedanticipated benefits of results
7. Proper environment and protectionfor participants is necessary
8. Experiments can be conducted only by scientifically qualified persons
9. Human subjects must be allowed to discontinue their participation atany time
10. Scientists must be prepared to terminate the experiment if there iscause to believe that continuation will be harmful or result in injury ordeath
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The Tuskegee Syphilis Study
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The Tuskegee Syphilis Study(Black Men in US; 1932 - 1972)
1932 Study starts. Black men with syphilis are enrolled
told to be treated, but not treated in actuality Not treatingis hypothesized as giving some medical benefits.
Penicillin not yet found
1945 Penicillin accepted as treatment of choice for syphilis.
1947 USPHS establishes "Rapid Treatment Centers" to treatsyphilis;men in study are not treated, but syphilis declines.
1969 CDC reaffirms need for study and gains local medicalsocieties' support
1972 Study ends.
1973 Congress holds hearings and a class-action lawsuit isfiled on behalf of the study participants.
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The Helsinki Declaration
Developed by the World Medical Association (WMA)
Revised and updated periodically since 1964 last update inOctober 2013 during the 64th WMA General Assembly,Fortaleza, Brazil
Basic ethical principles for conducting biomedical research
Contains all the basic ethical elements specified in theNuremberg Code but then
Advances further guidelines specifically designed to address
the unique vulnerabilities of human subjects
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The unique principles developed within the Helsinki
Declaration:
The necessity of using an independent investigator to reviewpotential research projects
Employing a medically qualified person to supervise the
research
The importance of preserving the accuracy of researchresults
Suggestions on how to obtain informed consent from researchparticipants
Rules concerning research with children and mentallyincompetent persons
Evaluating and using experimental treatments on patients
The importance of determining which medical situations andconditions are appropriate and safe for research
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Research ethics guidelines1. Avicennas Cannon
2. Nuremburg Code
3. Helsinki Declaration
4. Belmont Report
5. Animal Welfare Act*
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Do you know of any issues
on research ethics in
Indonesia?
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The Case of H5N1 NAMRU 2 Indonesia(2005 2009)
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Issues in research ethics
Authorship
Peer review
Conflicts of interest
Data management
Research misconduct
Research with animals Research with human subjects
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1. Research Misconduct
Defined as fabrication, falsification, or plagiarism* in:
- proposing,
- performing,
- reviewing research,
- reporting research results
(US Office of Science and Technology Policy, 2000)
Research misconduct does not include honest error or
differences of opinion.
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Fabrication is making up data or results and recording or
reporting them.
Falsification is manipulatingresearch materials, equipment,
or processes, or changing or omitting data or results such that
the research is not accurately represented in the research
record.
Plagiarism is the appropriation of another persons ideas,
processes, results, or words without giving appropriate credit.
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2. Research with animals
Why use animals?
Testing new pharmaceuticals, Teaching tools for medical students,
Experimental subjects for new surgical procedures, etc.
The Animal Welfare Act in 1966 (last revised in 2006):
1. Insure that animals intended for use in research facilities are
provided humane care and treatment
2. Assure the humane treatment of animals during
transportation in commerce;
3. Protect the owners of animals from the theft of their animals
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1. Autonomy To respect each participant as a person capable of making an
informed decision
Ensure that the participant has received a full disclosure of
the nature of the study, the risks, benefits and alternatives,
with an extended opportunity to ask questions
The principle of autonomy finds expression in the informed
consent document
Other principles related:
privacy, confidentiality, vulnerability
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3. Research with human subjects
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2. Beneficence
Attempt to maximize benefits for the individual participant
and/or society, while minimizing risk of harm to the
individual.
An honest and thorough risk/benefit calculation must be
performed.
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3. Justice
Demands equitable selection of participants, i.e., avoiding
participant populations that may be unfairly coerced into
participating, such as prisoners and institutionalized children.
Equality in distribution of benefits and burdens among the
population group(s) likely to benefit from the research.
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