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http://www.osc.gov.on.ca Ontario Securities Commission (Canada)
THE COMMISSION
The Board of Directors of the Ontario Securities Commission oversees the management of the financial
and other affairs of the Commission. The Board is comprised of the members of the Commission, eachof whom is appointed by the Lieutenant Governor in Council for varying terms of office, not exceeding
five years. The members of the Commission, or Commissioners, may be reappointed by the LieutenantGovernor in Council for further terms. There must be at least nine but not more than fourteen
Commissioners.
Presently, the Board is comprised of eleven Commissioners; three of whom are full-time executive
managers of the Commission and eight of whom are part-time non-executive Commissioners. The full-
time Commissioners are:David A Brown, Q.C., Chair and Chief Executive Officer of the Commission,who acts as Chair of the Board andPaul M. Moore, Q.C., Vice-Chair. The part-time Commissioners
are:
Paul K. BatesRobert W. DavisHarold P. HandsRobin W. KorthalsM. Theresa McLeodH. Lorne Morphy Q.C.Robert L. Shirriff, Q.C.Suresh Thakrar, FIBCWendell S. Wigle, Q.C.
The Commissioners meet every two weeks to deal with regulatory policy matters. In addition, theCommissioners meet regularly, and no less than quarterly, as a Board of Directors to discharge theirresponsibility for the oversight of the management of the financial and other non-regulatory affairs of
the Commission. In this capacity, the Board is charged with oversight responsibilities similar to thosecustomarily found in boards of directors of public companies. The Board exercises its oversight both
through regular meetings of the full Board and through regular meetings of the three standing
Committees of the Board: the Audit and Finance Committee, the Corporate Governance and
Nominating Committee and the Compensation Committee. From time to time the Board has establishedother temporary committees or retained consultants or other advisors to advise it on specific matters.
All of the members and each of the Chairs of the three standing Committees of the Board are part-time
non-executive Commissioners, with the exception that the Chair of the Commission is an ex officio,non-voting member of the Governance and Nominating Committee. The Commissioners serving on the
Committees of the Board are as follows.
Audit and Finance Committee
Robert W. Davis, ChairPaul K. Bates
Robert W. KorthalsRobert L. Shirriff, Q.C.
Corporate Governance and Nominating Committee
http://www.osc.gov.on.ca/http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#1http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#1http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#3http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#3http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#3http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#5http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#6http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#7http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#8http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#9http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#10http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#11http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#12http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#13http://www.osc.gov.on.ca/en/About/Governance/audit_finance.htmhttp://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#6http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#5http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#8http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#11http://www.osc.gov.on.ca/en/About/Governance/nominating.htmhttp://www.osc.gov.on.ca/http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#1http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#3http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#5http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#6http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#7http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#8http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#9http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#10http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#11http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#12http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#13http://www.osc.gov.on.ca/en/About/Governance/audit_finance.htmhttp://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#6http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#5http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#8http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#11http://www.osc.gov.on.ca/en/About/Governance/nominating.htm -
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H. Lorne Morphy Q.C., Chair
Robert W. Davis
Harold P. Hands
M. Theresa McLeodRobert W. Korthals
Suresh Thakrar
David A Brown,ex officio member
Compensation Committee
Harold P. Hands, ChairM. Theresa McLeod
Robert L. Shirriff, Q.C.
The Commission's Regulatory Oversight Function
In addition to their responsibilities as members of the Board, the Commissioners are charged with
statutory responsibility for the administration of the Act. The Commissioners' regulatory oversight
responsibilities are exercised partly through regular policy meetings of the full Commission everysecond Tuesday at which the Commission considers matters arising under the Securities Act, including,
but not limited to, approving Commission policies and rules. The Commissioners also sit as an
adjudicative tribunal when required.
http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#10http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#6http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#7http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#9http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#8http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#12http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#1http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#1http://www.osc.gov.on.ca/en/About/Governance/compensation.htmhttp://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#7http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#9http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#11http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#10http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#6http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#7http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#9http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#8http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#12http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#1http://www.osc.gov.on.ca/en/About/Governance/compensation.htmhttp://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#7http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#9http://www.osc.gov.on.ca/en/About/Governance/commission_members.htm#11